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Advisor at LPL FINANCIAL LLC
FORT WORTH, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 7, 2018 | n/a | yes | FORT WORTH, TX | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Sep 5, 2014 | Sep 11, 2018 | no | FORT WORTH, TX|FORT WORTH, TX|SAGINAW, TX|HALTOM CITY, TX|FORT WORTH, TX | Previous registration |
| EDWARD JONES | National bd RIA | Aug 9, 2010 | Sep 9, 2014 | no | ST LOUIS, MO|GRAPEVINE, TX|SOUTHLAKE, TX|GRAPEVINE, TX | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Aug 4, 2009 | Jul 14, 2010 | no | ALBUQUERQUE, NM|ALBUQUERQUE, NM | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | LPL FINANCIAL LLC | Sep 11, 2018 | Sep 7, 2018 | -4 | Firm change | Wirehouse to RIA |
| EDWARD JONES | WELLS FARGO ADVISORS | Sep 9, 2014 | Sep 5, 2014 | -4 | Firm change | Ibd to wirehouse |
| WELLS FARGO INVESTMENTS, LLC | EDWARD JONES | Jul 14, 2010 | Aug 9, 2010 | 26 | Firm change | Other |