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CRD 156319
STAMFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| NEWBURY EQUITY PARTNERS V (CAYMAN) L.P. | Other Private Fund | $1.2B | Mar 28, 2023 | 66 | Mar 30, 2020 | reported | 021-285028 |
| NEWBURY EQUITY PARTNERS IV (CAYMAN) L.P. | Other Private Fund | $734M | Mar 28, 2023 | 37 | Mar 16, 2018 | reported | 021-285028 |
| NEWBURY EQUITY PARTNERS III L.P. | Other Private Fund | $581M | Mar 28, 2023 | 41 | Mar 27, 2014 | reported | 021-200594 |
| NEWBURY EQUITY PARTNERS V (ONTARIO) L.P. | Other Private Fund | $176M | Mar 28, 2023 | 2 | Mar 11, 2021 | reported | 021-285028 |
| NEWBURY EQUITY PARTNERS III (CAYMAN) L.P. | Other Private Fund | $153M | Mar 28, 2023 | 20 | Mar 27, 2014 | reported | 021-200592 |
| NEWBURY EQUITY PARTNERS III-A L.P. | Other Private Fund | $42.9M | Mar 28, 2023 | 1 | Mar 11, 2015 | reported | 021-212932 |
| NEWBURY EQUITY PARTNERS II (CAYMAN) L.P. | Other Private Fund | $36.3M | Mar 28, 2023 | 37 | Feb 14, 2012 | reported | 021-134668 |
| NEWBURY EQUITY PARTNERS (CAYMAN) L.P. | Other Private Fund | $4.9M | Mar 28, 2023 | 13 | Feb 14, 2012 | reported | n/a |
| NEWBURY EQUITY PARTNERS II GMBH & CO. KG | Other Private Fund | $3.3M | Mar 28, 2023 | 4 | Feb 14, 2012 | reported | 021-134667 |
| NEWBURY EQUITY PARTNERS GMBH & CO. KG | Other Private Fund | $825,033 | Mar 28, 2023 | 6 | Feb 14, 2012 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CDV 804 HOLDINGS, LLC | Member | C | yes | 03/2022 | Mar 28, 2023 | Mar 28, 2023 |
| DANIEL G. DEVOS 804 TRUST U/A/D/ 8/31/2004 | Member | C | yes | 03/2022 | Mar 28, 2023 | Mar 28, 2023 |
| DEVOS, DANIEL, GEORGE | Shareholder | C | yes | 01/2020 | Oct 16, 2020 | Mar 28, 2023 |
| DEVOS, DOUGLAS, LEE | Shareholder | C | yes | 01/2020 | Oct 16, 2020 | Mar 28, 2023 |
| DEVOS, RICHARD, MARVIN | Shareholder | C | yes | 01/2020 | Oct 16, 2020 | Mar 28, 2023 |
| DEVOS, SUZANNE, CHERYL | Shareholder | C | yes | 01/2020 | Oct 16, 2020 | Mar 28, 2023 |
| DGD 804 HOLDINGS, LLC | Member | C | yes | 03/2022 | Mar 28, 2023 | Mar 28, 2023 |
| DLD 804 HOLDINGS, LLC | Member | C | yes | 03/2022 | Mar 28, 2023 | Mar 28, 2023 |
| DOUGLAS L. DEVOS 804 TRUST U/A/D/ 8/31/2004 | Member | C | yes | 03/2022 | Oct 16, 2020 | Mar 28, 2023 |
| ESPOSITO, GERALD, LOUIS | PARTNER/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | Na | yes | 07/2011 | Feb 14, 2012 | Mar 28, 2023 |
| G3 804 HOLDINGS, LLC | Member | C | yes | 04/2017 | Oct 16, 2020 | Mar 28, 2023 |
| JAROCH, CHRISTOPHER, DEVIN | Partner | Na | yes | 01/2009 | Feb 14, 2012 | Mar 28, 2023 |
| LICHTER, RICHARD, CRAIG | Manager | D | yes | 09/2006 | Feb 14, 2012 | Mar 28, 2023 |
| MIKULA, THOMAS, IGNAZ | MANAGING DIRECTOR | Na | yes | 01/2017 | Jan 3, 2017 | Mar 28, 2023 |
| SUZANNE C. DEVOS 804 TRUST U/A/D 8/31/2004 | Member | C | yes | 03/2022 | Oct 16, 2020 | Mar 28, 2023 |
| SYMON, WARREN, BRUCE | Partner | Na | yes | 07/2012 | Feb 14, 2012 | Mar 28, 2023 |
| WAKESTREAM MANAGEMENT, LLC | Member | E | yes | 01/2020 | Mar 28, 2023 | Mar 28, 2023 |
| 804 INVESTORS II, LLC | LIMITED PARTNER | C | no | 03/2020 | Oct 16, 2020 | Mar 28, 2023 |
| APOGEM CAPITAL LLC | Member | D | no | 04/2021 | Oct 16, 2020 | Mar 28, 2023 |
| NEW YORK LIFE INSURANCE COMPANY | LIMITED PARTNER | C | no | 03/2020 | Oct 16, 2020 | Mar 28, 2023 |
| NEW YORK LIFE INSURANCE COMPANY | Member | E | no | 05/2020 | Oct 16, 2020 | Mar 28, 2023 |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | Member | E | no | 05/2020 | Oct 16, 2020 | Mar 28, 2023 |
| OTTAWA AVENUE PRIVATE CAPITAL, LLC | Member | D | no | 03/2020 | Oct 16, 2020 | Mar 28, 2023 |
| RIDGELAKE PARTNERS GP LLC | GENERAL PARTNER | F | no | 03/2020 | Oct 16, 2020 | Mar 28, 2023 |
| RIDGELAKE PARTNERS, LP | SOLE MEMBER | E | no | 09/2020 | Oct 16, 2020 | Mar 28, 2023 |
| RLP NAVIGATOR LLC | Member | C | no | 09/2020 | Oct 16, 2020 | Mar 28, 2023 |
| WAKESTREAM HOLDINGS, INC. | Trustee | F | no | 04/2017 | Oct 16, 2020 | Mar 28, 2023 |
| WAKESTREAM HOLDINGS, INC. | Trustee | F | no | 04/2017 | Oct 16, 2020 | Mar 28, 2023 |
| WAKESTREAM HOLDINGS, INC. | Trustee | F | no | 04/2017 | Oct 16, 2020 | Mar 28, 2023 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| NEWBURY EQUITY PARTNERS GP L.P. | n/a | n/a | n/a | N | yes | n/a |
| NEWBURY EQUITY PARTNERS GP LLC | n/a | n/a | n/a | N | yes | n/a |
| NEWBURY EQUITY PARTNERS II GP L.P. | n/a | n/a | n/a | N | yes | n/a |
| NEWBURY EQUITY PARTNERS II GP LLC | n/a | n/a | n/a | N | yes | n/a |
| NEWBURY EQUITY PARTNERS III GP LLC | n/a | n/a | n/a | N | yes | n/a |
| NEWBURY EQUITY PARTNERS III GP LP | n/a | n/a | n/a | N | yes | n/a |
| NEWBURY EQUITY PARTNERS IV GP LLC | n/a | n/a | n/a | N | yes | n/a |
| NEWBURY EQUITY PARTNERS IV GP LP | n/a | n/a | n/a | N | yes | n/a |
| NEWBURY EQUITY PARTNERS V GP LLC | n/a | n/a | n/a | N | yes | n/a |
| NEWBURY EQUITY PARTNERS V GP LP | n/a | n/a | n/a | N | yes | n/a |
| NEWBURY EQUITY PARTNERS VERWALTUNGS GMBH | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2022 | Mar 28, 2023 | $5.2B | $5.2B | 20 | 13 | 0 | 15 | $8.1B |
| 2021 | Mar 29, 2022 | $5.5B | $5.5B | 21 | 14 | 0 | 15 | $8.7B |
| 2020 | Mar 11, 2021 | $4.3B | $4.3B | 22 | 16 | 0 | 15 | $3.9B |
| 2019 | Mar 30, 2020 | $3.8B | $3.8B | 21 | 15 | 0 | 14 | $6.3B |
| 2018 | Mar 22, 2019 | $3.3B | $3.3B | 19 | 13 | 0 | 12 | $5.5B |
| 2017 | Mar 16, 2018 | $3.3B | $3.3B | 18 | 13 | 0 | 12 | $5.6B |
| 2016 | Mar 2, 2017 | $2.0B | $2.0B | 17 | 13 | n/a | 10 | $2.3B |
| 2015 | Mar 3, 2016 | $2.3B | $2.3B | 14 | 10 | n/a | 10 | $2.5B |
| 2014 | Mar 11, 2015 | $2.5B | $2.5B | 13 | 10 | n/a | 10 | $4.0B |
| 2013 | Mar 27, 2014 | $2.5B | $2.5B | 15 | 11 | n/a | 8 | $3.3B |
| 2012 | Feb 27, 2013 | $1.6B | $1.6B | 18 | 12 | n/a | 6 | $2.2B |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2022 | $5.2B | $5.5B | -5.8% | $3.8B | 11.1% | 20 | 21 | 0 | 0 |