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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

ANDRES PIO

Advisor at MORGAN STANLEY

Sherman Oaks, CA

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Search this name across graphsid dfx:ria:4e3dbc9d-fb75-4037-6ab3-55abcc3d8ed2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 4, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 1, 2010
First registration: Oct 4, 2010
Dual registered: yes, broker-dealer
IAPD individual key: 5272067

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Dec 6, 2024	n/a	yes	Sherman Oaks, CA	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Dec 8, 2024	no	TUJUNGA, CA\|TUJUNGA, CA\|BURBANK, CA\|Glendale, CA\|GLENDALE, CA\|Encino, CA\|VAN NUYS, CA\|VAN NUYS, CA\|ENCINO, CA\|VAN NUYS, CA\|VAN NUYS, CA\|VAN NUYS, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Oct 19, 2011	Oct 1, 2012	no	TUJUNGA, CA\|TUJUNGA, CA\|ENCINO, CA\|HOLLYWOOD, CA\|MONTROSE, CA\|BURBANK, CA	Previous registration
MORGAN STANLEY	Wirehouse	Oct 4, 2010	Sep 9, 2011	no	Pasadena, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	MORGAN STANLEY	Dec 8, 2024	Dec 6, 2024	-2	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
MORGAN STANLEY	CHASE INVESTMENT SERVICES CORP.	Sep 9, 2011	Oct 19, 2011	40	Firm change	Other

Relationships

Registered with (3)

→ MORGAN STANLEYRegistered adviserregistration: previous registration
Oct 4, 2010 to Sep 9, 2011factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Dec 8, 2024factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Oct 19, 2011 to Oct 1, 2012factForm ADV

Dated events

Occurred
Dec 8, 2024
Advisor changed firm
Andres Pio left J.P. Morgan Securities Llc for Morgan Stanley (registered 2024-12-06)
Form ADVobserved 4 days ago