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Advisor at MML INVESTORS SERVICES, LLC
Allentown, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Aug 19, 2022 | n/a | yes | Allentown, PA | Current employment |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Apr 16, 2021 | Jun 30, 2022 | no | KNG OF PRUSSIA, PA | Previous registration |
| MUTUAL OF OMAHA INVESTOR SERVICES, INC. | Independent wealth | Jun 14, 2011 | Apr 5, 2021 | no | PLYMOUTH MEETING, PA|BLUE BELL, PA|OMAHA, NE|BETHLEHEM, PA|BRAINTREE, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | MML INVESTORS SERVICES, LLC | Jun 30, 2022 | Aug 19, 2022 | 50 | Firm change | Other |
| MUTUAL OF OMAHA INVESTOR SERVICES, INC. | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Apr 5, 2021 | Apr 16, 2021 | 11 | Firm change | Other |