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T••••••• P•••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst26 years in industry

T••••••• P•••••• J••••••

Advisor at C••••• G••••• I••••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:4e445591-35a0-6209-5cc5-a8527d868093

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• G••••• I••••••••• L••
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 22, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• G••••• I••••••••• L••	Asset manager	Sep 11, 2013	n/a	yes	NEW YORK, NY	Current employment
N••••••••• C•••••• M••••••••• L••	n/a	Mar 27, 2000	Aug 30, 2002	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• C•••••• M••••••••• L••	C••••• G••••• I••••••••• L••	Aug 30, 2002	Sep 11, 2013	4,030	FIRM_C•••••_AFTER_GAP	Other

Relationships

Registered with (2)

→ C••••• G••••• I••••••••• L••Registered adviserregistration: current employment
Sep 11, 2013 to presentfactForm ADV
→ N••••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 27, 2000 to Aug 30, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e445591-35a0-6209-5cc5-a8527d868093
First observed: Mar 27, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.