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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

Nichol Elizabeth Rogers

Advisor at ROBERT W. BAIRD & CO. INCORPORATED

Elkhorn, NE

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 13, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROBERT W. BAIRD & CO. INCORPORATED
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 18, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: May 18, 1998
First registration: Jun 13, 2000
Dual registered: yes, broker-dealer
Other names: NIKKI LODICO|NICHOL ELIZABETH LODICO|NICHOL E ROGERS|Nichol Lodico|Nichol Rogers
IAPD individual key: 3032183

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Jul 20, 2022	n/a	yes	Elkhorn, NE	Current employment
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jun 9, 2021	May 4, 2022	no	OMAHA, NE	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 24, 2007	May 3, 2021	no	MIDWEST CITY, OK\|ST. LOUIS, MO\|RICHMOND, VA\|ST. LOUIS, MO\|ST. LOUIS, MO\|OKLAHOMA CITY, OK\|ST. LOUIS, MO\|OMAHA, NE\|MINNEAPOLIS, MN	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 2, 2003	May 17, 2005	no	SAN DIEGO, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jun 13, 2000	Apr 11, 2003	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	ROBERT W. BAIRD & CO. INCORPORATED	May 4, 2022	Jul 20, 2022	77	Firm change	Other
WELLS FARGO ADVISORS	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	May 3, 2021	Jun 9, 2021	37	Firm change	Other
LPL FINANCIAL LLC	WELLS FARGO ADVISORS	May 17, 2005	Apr 24, 2007	707	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	LPL FINANCIAL LLC	Apr 11, 2003	May 2, 2003	21	Firm change	Other

Relationships

Registered with (5)

→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: current employment
Jul 20, 2022 to presentfactForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Jun 9, 2021 to May 4, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 24, 2007 to May 3, 2021factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 2, 2003 to May 17, 2005factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jun 13, 2000 to Apr 11, 2003factForm ADV

Dated events

Occurred
May 4, 2022
Advisor changed firm
Nichol Elizabeth Rogers left Northwestern Mutual Investment Services,Llc for Robert W. Baird & Co. Incorporated (registered 2022-07-20)
Form ADVobserved 6 days ago