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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ASHWOOD ADVISORS

ASHWOOD ADVISORS, LLC, CRD 128811

MEDFIELD, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4e62bbbf-6b54-b675-baeb-9fbe72e6ea8a

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 28, 2026 to Jun 30, 2026
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $127MItem 5.F on the latest filing (2026-06-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $71.7M
Private client RAUM: $127MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $63.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 195
Individual clients: 90
High net worth clients: 20
SEC number: 801-136062
CRD: 128811
Filings on the tape: 2
First filed: Apr 28, 2026
Latest filed: Jun 30, 2026
Organised: Limited Liability Company, MA
Website: geremiainvestments.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
STEPHEN ANDREA GEREMIA	n/a	MEDFIELD, MA \| SHERBORN, MA \| AIKEN, SC \| LITTLE COMPTON, RI	27	32	n/a	yes
MATTHEW A. GEREMIA	Certified Financial Planner	MEDFIELD, MA	7	11	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GEREMIA, STEPHEN, ANDREA	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	yes	03/1999	Jun 30, 2026	Jun 30, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 28, 2026	$127M	$71.7M	3	2	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$127M	n/a	n/a	n/a	n/a	3	n/a	3	n/a

Relationships

Controls (1)

← GEREMIA, STEPHEN, ANDREAOwnerMANAGING MEMBER, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jun 30, 2026 to presentfactForm ADV

Registered with (2)

← MATTHEW A. GEREMIAAdvisorregistration: current employment
Mar 13, 2023 to presentfactForm ADV
← STEPHEN ANDREA GEREMIAAdvisorregistration: current employment
Jun 1, 1999 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e62bbbf-6b54-b675-baeb-9fbe72e6ea8a
First observed: Apr 28, 2026
Last observed: Jun 30, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ASHWOOD ADVISORS

ASHWOOD ADVISORS, LLC, CRD 128811

MEDFIELD, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4e62bbbf-6b54-b675-baeb-9fbe72e6ea8a

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:40 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

STEPHEN ANDREA GEREMIA

n/a

MEDFIELD, MA | SHERBORN, MA | AIKEN, SC | LITTLE COMPTON, RI

n/a

yes

MATTHEW A. GEREMIA

Certified Financial Planner

MEDFIELD, MA

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GEREMIA, STEPHEN, ANDREA

MANAGING MEMBER, CHIEF COMPLIANCE OFFICER

yes

03/1999

Jun 30, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 28, 2026

$127M

$71.7M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$127M

n/a