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Reading the graph
Advisor at D.A. DAVIDSON & CO.
LINCOLN, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D.A. DAVIDSON & CO. | Independent wealth | Jul 29, 2016 | n/a | yes | LINCOLN, NE | Current employment |
| SMITH HAYES ADVISERS INC | Former SEC adviser | Oct 2, 2002 | Jul 28, 2016 | no | LINCOLN, NE|LINCOLN, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SMITH HAYES ADVISERS INC | D.A. DAVIDSON & CO. | Jul 28, 2016 | Jul 29, 2016 | 1 | Bulk transfer | Other |