DFX Intelligence

M•• W••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

M•• W••••• M•••••••••

BAYOU FINANCIAL PLANNING, LLC, CRD 331312

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4e687f92-b5bd-8acf-1652-cf375f83e7d2

Data as of Mar 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 29, 2026 to Mar 29, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $33.9M••• Locked
Discretionary RAUM: $33.9M
Private client RAUM: $33.8Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 3
Advisory employees: 3

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• J• M••••	Certified Financial Planner	GRAND HAVEN, MI	2	20	3	no
B••••• L••••• B••••••	n/a	GRAND HAVEN, MI	0	12

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	n/a	0	0	0	2	1

Relationships

Registered with (3)

← B••••• L••••• B••••••Advisorregistration: current employment
Feb 6, 2026 to presentfactForm ADV
← M•••••• J• M••••Advisorregistration: current employment
Sep 6, 2024 to presentfactForm ADV
← Ruxandra E PhillipsAdvisorregistration: previous registration
May 1, 2025 to Dec 26, 2025factForm ADV

Dated events

Occurred
Dec 26, 2025
Advisor changed firm
Ruxandra E Phillips left M•• W••••• M••••••••• for Northwestern Mutual Investment Services,Llc (registered 2026-09-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e687f92-b5bd-8acf-1652-cf375f83e7d2
First observed: Mar 29, 2026
Last observed: Mar 29, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.