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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

BROADHAVEN CAPITAL PARTNERS GP I, LLC

CRD 152971

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4e6a33e3-28c9-34b4-4864-324d2a54b8dc

Data as of Mar 26, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 1
Observed: Mar 27, 2012 to Mar 26, 2020
11 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Broadhaven Capital Partners GP I, LLC

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $105MItem 5.F on the latest filing (2020-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $105M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $105Mgross asset value as reported per fund; never fund size
Custody, client assets: $105M
SEC number: 801-71130
CRD: 152971
Filings on the tape: 11
First filed: Mar 27, 2012
Latest filed: Mar 26, 2020
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
BROADHAVEN CAPITAL PARTNERS FUND I, L.P.	Venture Capital Fund	$105M	Mar 26, 2020	2	Mar 27, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GVD-GP,LLC	MANAGING MEMBER	D	yes	01/2010	Mar 27, 2012	Mar 26, 2020
JOB INVESTMENTS, LLC	MANAGING MEMBER	D	yes	01/2010	Mar 27, 2012	Mar 26, 2020
OBRIEN, JOHN, WILLIAM	MANAGING MEMBER	E	yes	04/2008	Mar 27, 2012	Mar 26, 2020
PHILLIPS, GREGORY, ALLEN	MANAGING MEMBER	D	yes	08/2009	Mar 27, 2012	Mar 26, 2020
PHILLIPS, GREGORY, ALLEN	CHIEF COMPLIANCE OFFICER	Na	yes	01/2010	Mar 27, 2012	Mar 26, 2020
VON DOHLEN, GERARD, NICHOLAS	MANAGING MEMBER	D	yes	08/2009	Mar 27, 2012	Mar 26, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BROADHAVEN SECURITIES LLC	n/a	n/a	n/a	N	yes	n/a
CLARKE CAPITAL MANAGEMENT, INC.	n/a	n/a	n/a	N	yes	n/a
R.J. O'BRIEN & ASSOCIATES, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 26, 2020	$105M	$105M	2	1	0	1	$105M
2018	Feb 28, 2019	$105M	$105M	2	1	1	1	$105M
2017	Feb 28, 2018	$105M	$105M	5	3	1	1	$105M
2016	Mar 13, 2017	$105M	$105M	5	3	n/a	1	$105M
2015	Feb 29, 2016	$105M	$105M	5	3	n/a	1	$105M
2014	Mar 3, 2015	$105M	$105M	5	3	n/a	1	$105M
2013	Mar 20, 2014	$105M	$105M	5	3	n/a	1	$105M
2012	Mar 7, 2013	$105M	$105M	5	3	n/a	1	$105M
2011	Mar 27, 2012	$105M	$105M	n/a	n/a	n/a	1	$105M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$105M	$105M	0.0%	$105M	0.0%	2	2	0	1

Relationships

Advises (1)

→ BROADHAVEN CAPITAL PARTNERS FUND I, L.P.Private fundVenture Capital Fund, IA
Mar 27, 2012 to presentfactForm ADV

Controls (5)

← OBRIEN, JOHN, WILLIAMOwnerMANAGING MEMBER, ownership code E, individual
Mar 27, 2012 to presentfactForm ADV
← VON DOHLEN, GERARD, NICHOLASOwnerMANAGING MEMBER, ownership code D, individual
Mar 27, 2012 to presentfactForm ADV
← PHILLIPS, GREGORY, ALLENOwnerMANAGING MEMBER, ownership code D, individual
Mar 27, 2012 to presentfactForm ADV
← GVD-GP,LLCOwnerMANAGING MEMBER, ownership code D, domestic entity
Mar 27, 2012 to presentfactForm ADV
← JOB INVESTMENTS, LLCOwnerMANAGING MEMBER, ownership code D, domestic entity
Mar 27, 2012 to presentfactForm ADV

Registered with (1)

← JILL MATESICAdvisorregistration: previous registration
May 29, 2012 to Dec 11, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e6a33e3-28c9-34b4-4864-324d2a54b8dc
First observed: Mar 27, 2012
Last observed: Mar 26, 2020 78 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BROADHAVEN CAPITAL PARTNERS GP I, LLC

CRD 152971

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4e6a33e3-28c9-34b4-4864-324d2a54b8dc

Data as of Mar 26, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:32 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

BROADHAVEN CAPITAL PARTNERS FUND I, L.P.

Venture Capital Fund

$105M

Mar 26, 2020

Mar 27, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GVD-GP,LLC

MANAGING MEMBER

yes

01/2010

Mar 27, 2012

Mar 26, 2020

JOB INVESTMENTS, LLC

MANAGING MEMBER

yes

01/2010

Mar 27, 2012

Mar 26, 2020

OBRIEN, JOHN, WILLIAM

MANAGING MEMBER

yes

04/2008

Mar 27, 2012

Mar 26, 2020

PHILLIPS, GREGORY, ALLEN

MANAGING MEMBER

yes

08/2009

Mar 27, 2012

Mar 26, 2020

PHILLIPS, GREGORY, ALLEN

CHIEF COMPLIANCE OFFICER

yes

01/2010

Mar 27, 2012

Mar 26, 2020

VON DOHLEN, GERARD, NICHOLAS

MANAGING MEMBER

yes

08/2009

Mar 27, 2012

Mar 26, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BROADHAVEN SECURITIES LLC

n/a

yes

n/a

CLARKE CAPITAL MANAGEMENT, INC.

n/a

yes

n/a

R.J. O'BRIEN & ASSOCIATES, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 26, 2020

$105M

2018

Feb 28, 2019

$105M

2017

Feb 28, 2018

$105M

2016

Mar 13, 2017

$105M

n/a

$105M

2015

Feb 29, 2016

$105M

n/a

$105M

2014

Mar 3, 2015

$105M

n/a

$105M

2013

Mar 20, 2014

$105M

n/a

$105M

2012

Mar 7, 2013

$105M

n/a

$105M

2011

Mar 27, 2012

$105M

n/a

$105M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$105M

0.0%

$105M

0.0%