DFX Intelligence

R••••• J••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

R••••• J••• K•••

Advisor at C••••••••• G••••••••• A••••••• L••

DENVER, CO

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Search this name across graphsid dfx:ria:4e6adc93-396b-66ff-5ad2-0aa973af7aeb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 19, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• G••••••••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 24, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• G••••••••• A••••••• L••	State registered	Aug 11, 2025	n/a	yes	DENVER, CO	Current employment
E•••••• B••••••• S••••••••• L••	n/a	Nov 30, 2018	Sep 17, 2025	no	BROOMFIELD, CO\|DENVER, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• B••••••• S••••••••• L••	C••••••••• G••••••••• A••••••• L••	Sep 17, 2025	Aug 11, 2025	-37	Firm change after gap	Other
M••••• S••••••	E•••••• B••••••• S••••••••• L••	Sep 24, 2018	Nov 30, 2018

Relationships

Registered with (3)

→ C••••••••• G••••••••• A••••••• L••Registered adviserregistration: current employment
Aug 11, 2025 to presentfactForm ADV
→ E•••••• B••••••• S••••••••• L••Registered adviserregistration: previous registration
Nov 30, 2018 to Sep 17, 2025factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jan 19, 2017 to Sep 24, 2018factForm ADV

Dated events

Occurred
Sep 17, 2025
Advisor changed firm
R••••• J••• K••• left E•••••• B••••••• S••••••••• L•• for C••••••••• G••••••••• A••••••• L•• (registered 2025-08-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e6adc93-396b-66ff-5ad2-0aa973af7aeb
First observed: Jan 19, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.