This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

U.S. BANCORP ADVISORS, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 24, 2011earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Oct 24, 2011

First registration

Aug 12, 2014

Dual registered

yes, broker-dealer

Other names

Monica Keyes|Monica LaToya Keyes|Monica Douglas|Monica LaToya Douglas

IAPD individual key

5980023

• Occurred

  Apr 7, 2026
  Advisor changed firm

  Monica Douglas left U.S. Bancorp Investments, Inc. for U.S. Bancorp Advisors, Llc (registered 2025-12-16)

  Form ADVobserved 3 days ago
• Occurred

  Oct 31, 2025
  Advisor changed firm

  Monica Douglas left Advice And Planning Services for U.S. Bancorp Investments, Inc. (registered 2025-12-16)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4e776e0f-81e3-e7d8-1803-594575f53997

First observed

Aug 12, 2014

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.