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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

BRIAN JOHN MULVANEY

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4e789c0a-5788-2479-9f3e-bfbc7d20a19d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 13, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 7, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 3
Exams: S66|S63
First exam: Apr 7, 1998
First registration: May 13, 2014
Dual registered: yes, broker-dealer
IAPD individual key: 3000148

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 9, 2021	n/a	yes	NEW YORK, NY\|ALBANY, NY\|OAKLAND, NJ\|MONROE, NY\|NEWBURGH, NY\|NEW YORK, NY\|MIDDLETOWN, NY\|LONG ISLAND CITY, NY\|BROOKLYN, NY\|BROOKLYN, NY\|NEW MILFORD, NJ\|BROOKLYN, NY\|FOREST HILLS, NY\|FLEMINGTON, NJ\|PARAMUS, NJ	Current employment
M&T SECURITIES, INC.	n/a	May 13, 2014	Jun 9, 2021	no	PRINCETON, NJ\|BENSALEM, PA\|PHILADELPHIA, PA\|BENSALEM, PA\|DOYLESTOWN, PA\|WAYNE, PA\|PHILADELPHIA, PA\|BENSALEM, PA\|SADDLEBROOK, NJ\|BUFFALO, NY\|Wilmington, DE\|MEDIA, PA\|PHILADELPHIA, PA\|RIDLEY PARK, PA\|HOLLAND, PA\|HAVERTOWN, PA\|WAYNE, PA\|SOUTH HAMPTON, PA\|FLORHAM PARK, NJ\|Union, NJ\|STATEN ISLAND, NY\|GREEN BROOK, NJ\|FLORHAM PARK, NJ\|STATEN ISLAND, NY\|Gillette, NJ\|SUMMIT, NJ\|Staten Island, NY\|STATEN ISLAND, NY\|Madison, NJ\|CHATHAM, NJ\|Paramus, NJ\|STATEN ISLAND, NY\|Westfield, NJ\|NEW YORK, NY\|LONG ISLAND CITY, NY\|MILLER PLACE, NY\|STONY BROOK, NY\|WESTHAMPTON, NY\|Paramus, NJ\|WALDWICK, NJ\|NORTH SALEM, NY\|FARMINGDALE, NY\|Bridgehampton, NY\|North Brunswick, NJ\|ELMSFORD, NY\|BROOKLYN, NY\|FOREST HILLS, NY\|Riverhead, NY\|MOUNT KISCO, NY\|BOHEMIA, NY\|RIDGEWOOD, NJ\|River Vale, NJ\|WILKES-BARRE, PA\|Paramus, NJ\|Kendall Park, NJ\|MONROE, NJ\|BOHEMIA, NY\|East Windsor, NJ\|GREENPORT, NY\|OSSINING, NY\|Bronx, NY\|PEEKSKILL, NY\|MOHEGAN LAKE, NY\|Baldwin Place, NY\|Whiteplains, NY\|GREAT NECK, NY\|ORANGE, NJ\|BAYONNE, NJ\|Buffalo, NY\|COS COB, CT\|JERSEY CITY, NJ\|STAMFORD, CT\|Larchmont, NY\|ORANGE, NJ\|NEWARK, NJ\|Mamaroneck, NY\|Rye Brook, NY\|JERSEY CITY, NJ\|New Rochelle, NY\|HARRISON, NY\|JERSEY CITY, NJ\|NEWARK, NJ\|LYNDHURST, NJ\|NEWARK, NJ\|HOBOKEN, NJ\|Kearny, NJ\|JERSEY CITY, NJ\|NORTH BERGEN, NJ\|West Milford, NJ\|BALTIMORE, MD\|Brookfield, CT\|STATEN ISLAND, NY\|Staten Island, NY\|NORWALK, CT\|DARIEN, CT\|Ridgefield, CT\|EMERSON, NJ\|Bethel, CT\|STATEN ISLAND, NY\|PATERSON, NJ\|STATEN ISLAND, NY\|COS COB, CT\|Oradell, NJ\|PARAMUS, NJ\|Glen Rock, NJ\|Fairfield, CT\|Whiteplains, NY\|Midland Park, NJ\|STAMFORD, CT\|Monroe, CT\|MIDDLETOWN, NY\|NEW YORK, NY\|Wayne, NJ\|Wayne, NJ\|Wycoff, NJ\|NEW YORK, NY\|NEW YORK, NY\|PEQUANNOCK, NJ\|MONROE, NY\|NEW YORK, NY\|NEW YORK, NY\|NEWBURGH, NY\|NEW PALTZ, NY\|NEW YORK, NY\|MIDDLETOWN, NY\|NEWBURGH, NY\|Ramsey, NJ\|Bronx, NY\|WALDWICK, NJ\|Oakland, NJ\|ELLENVILLE, NY\|WAPPINGERS FALLS, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M&T SECURITIES, INC.	LPL FINANCIAL LLC	Jun 9, 2021	Jun 9, 2021	0	Bulk transfer	Other

Relationships

Registered with (2)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 9, 2021 to presentfactForm ADV
→ M&T SECURITIES, INC.Registered adviserregistration: previous registration
May 13, 2014 to Jun 9, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e789c0a-5788-2479-9f3e-bfbc7d20a19d
First observed: May 13, 2014
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRIAN JOHN MULVANEY

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4e789c0a-5788-2479-9f3e-bfbc7d20a19d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:04 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Jun 9, 2021

n/a

yes

Current employment

M&T SECURITIES, INC.

n/a

May 13, 2014

Jun 9, 2021

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

M&T SECURITIES, INC.

LPL FINANCIAL LLC

Jun 9, 2021

Bulk transfer

Other