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Advisor at COMMONWEALTH FINANCIAL NETWORK
PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jun 23, 2016 | n/a | yes | PHOENIX, AZ | Current employment |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Jun 28, 2012 | Jun 24, 2014 | no | SCOTTSDALE, AZ|PARADISE VALLEY, AZ | Previous registration |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Aug 11, 2010 | Jan 4, 2012 | no | SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGEPOINT FINANCIAL, INC. | COMMONWEALTH FINANCIAL NETWORK | Jun 24, 2014 | Jun 23, 2016 | 730 | Firm change after gap | Other |