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Advisor at DEMMING FINANCIAL SERVICES CORP.
AURORA, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DEMMING FINANCIAL SERVICES CORP. | Independent wealth | Feb 10, 2023 | n/a | yes | AURORA, OH | Current employment |
| OSAIC FA, INC. | Former SEC adviser | Aug 20, 2021 | Sep 13, 2022 | no | ORANGE VILLAGE, OH|WESTLAKE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FA, INC. | DEMMING FINANCIAL SERVICES CORP. | Sep 13, 2022 | Feb 10, 2023 | 150 | Firm change | Ibd to RIA |