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D•••• C••••• O•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

D•••• C••••• O•••

Advisor at SCS

BELLEVUE, WA

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Search this name across graphsid dfx:ria:4e8361a6-d96f-287c-55a2-ea22c96ec933

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 7, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 5, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••	Independent wealth	Dec 2, 2020	n/a	yes	BELLEVUE, WA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 5, 2013	n/a	yes	BELLEVUE, WA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• T••••••• I•••	L•• F•••••••• L••	Feb 6, 2013	Feb 5, 2013	-1	Firm change	Other

Relationships

Registered with (3)

→ SCSRegistered adviserregistration: current employment
Dec 2, 2020 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 5, 2013 to presentfactForm ADV
→ F•••••••• T••••••• I•••Registered adviserregistration: previous registration
Jan 7, 2010 to Feb 6, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e8361a6-d96f-287c-55a2-ea22c96ec933
First observed: Jan 7, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.