DFX Intelligence

D•••• P•••• J•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

D•••• P•••• J•••••

Advisor at E••••• J••••

MIDVALE, UT

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Search this name across graphsid dfx:ria:4e907e74-ee86-59b1-5178-a9c7f849b171

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 16, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 29, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Sep 8, 2009	n/a	yes	MIDVALE, UT	Current employment
S•••••••• A••••••• L••	National bd RIA	Jul 16, 2007	Jul 31, 2009	no	SALT LAKE CITY, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	E••••• J••••	Jul 31, 2009	Sep 8, 2009	39	Firm change	Ibd to ibd
M•• I•••••••• S•••••••• L••	S•••••••• A••••••• L••	Dec 21, 2005	Jul 16, 2007

Relationships

Registered with (3)

→ E••••• J••••Registered adviserregistration: current employment
Sep 8, 2009 to presentfactForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Jul 16, 2007 to Jul 31, 2009factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 16, 2004 to Dec 21, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e907e74-ee86-59b1-5178-a9c7f849b171
First observed: Jun 16, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.