DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

BRENDAN PATRICK BYRNE

Advisor at LPL FINANCIAL LLC

GLENVIEW, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4e96c34b-7697-0bdf-30bd-fb1467d2a283

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 0
On other graphs: 0
Observed: Jan 27, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 24, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 12
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Oct 24, 2002
First registration: Jan 27, 2004
Dual registered: yes, broker-dealer
Other names: BRENDAN PATRICK BYRNE
IAPD individual key: 4582827

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 29, 2021	n/a	yes	GLENVIEW, IL	Current employment
CETERA ADVISORS LLC	Former SEC adviser	Apr 3, 2020	Feb 1, 2021	no	Saukville, WI\|ORLAND PARK, IL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Dec 12, 2018	Apr 7, 2020	no	NORTHBROOK, IL\|CHICAGO, IL\|Schaumburg, IL\|Chicago, IL\|Miami, FL	Previous registration
GREENSVIEW WEALTH MANAGEMENT	Independent wealth	Sep 10, 2018	Dec 10, 2018	no	CHICAGO, IL	Previous registration
NEWPORT WEALTH STRATEGIES, INC.	Former SEC adviser	Apr 19, 2017	May 1, 2017	no	Wheaton, IL\|IRVINE, CA	Previous registration
ALPHA CUBED INVESTMENTS, LLC	Former SEC adviser	Apr 17, 2017	Sep 12, 2018	no	Wheaton, IL\|COSTA MESA, CA\|Park Ridge, IL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Jun 27, 2014	Apr 26, 2017	no	PARK RIDGE,, IL\|DOWNERS GROVE, IL\|CHICAGO, IL	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Apr 16, 2014	Jun 13, 2014	no	CHICAGO, IL\|EVANSTON, IL	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Nov 2, 2010	Apr 10, 2014	no	Schaumburg, IL	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Sep 27, 2005	Oct 19, 2010	no	SCHAUMBURG, IL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Aug 23, 2005	no	CHICAGO, IL	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Jun 21, 2004	Jul 6, 2005	no	CHICAGO, IL	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 27, 2004	Jun 14, 2004	no	DOWNERS, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISORS LLC	LPL FINANCIAL LLC	Feb 1, 2021	Jan 29, 2021	-3	Firm change	Ibd to ibd
CITIGROUP GLOBAL MARKETS INC.	CETERA ADVISORS LLC	Apr 7, 2020	Apr 3, 2020	-4	Firm change	Ibd to ibd
GREENSVIEW WEALTH MANAGEMENT	CITIGROUP GLOBAL MARKETS INC.	Dec 10, 2018	Dec 12, 2018	2	Firm change	RIA to ibd
ALPHA CUBED INVESTMENTS, LLC	NEWPORT WEALTH STRATEGIES, INC.	Sep 12, 2018	Apr 19, 2017	-511	Firm change after gap	Other
NEWPORT WEALTH STRATEGIES, INC.	GREENSVIEW WEALTH MANAGEMENT	May 1, 2017	Sep 10, 2018	497	Firm change after gap	Other
J.P. MORGAN SECURITIES LLC	ALPHA CUBED INVESTMENTS, LLC	Apr 26, 2017	Apr 17, 2017	-9	Firm change	Other
ADVICE AND PLANNING SERVICES	J.P. MORGAN SECURITIES LLC	Jun 13, 2014	Jun 27, 2014	14	Firm change	Other
CHARLES SCHWAB & CO., INC.	ADVICE AND PLANNING SERVICES	Apr 10, 2014	Apr 16, 2014	6	Firm change	Other
STRATEGIC ADVISERS LLC	CHARLES SCHWAB & CO., INC.	Oct 19, 2010	Nov 2, 2010	14	Firm change	Ibd to ibd
CHASE INVESTMENT SERVICES CORP.	STRATEGIC ADVISERS LLC	Aug 23, 2005	Sep 27, 2005	35	Firm change	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other
MSI FINANCIAL SERVICES, INC.	BANC ONE SECURITIES CORPORATION	Jun 14, 2004	Jun 21, 2004	7	Firm change	Other

Relationships

Registered with (13)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 29, 2021 to presentfactForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Apr 3, 2020 to Feb 1, 2021factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Dec 12, 2018 to Apr 7, 2020factForm ADV
→ GREENSVIEW WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Sep 10, 2018 to Dec 10, 2018factForm ADV
→ ALPHA CUBED INVESTMENTS, LLCRegistered adviserregistration: previous registration
Apr 17, 2017 to Sep 12, 2018factForm ADV
→ NEWPORT WEALTH STRATEGIES, INC.Registered adviserregistration: previous registration
Apr 19, 2017 to May 1, 2017factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jun 27, 2014 to Apr 26, 2017factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Apr 16, 2014 to Jun 13, 2014factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Nov 2, 2010 to Apr 10, 2014factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Sep 27, 2005 to Oct 19, 2010factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 6, 2005 to Aug 23, 2005factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jun 21, 2004 to Jul 6, 2005factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 27, 2004 to Jun 14, 2004factForm ADV

Dated events

No dated event names this entity yet.