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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

TAMIKA RIGGINS

Advisor at UBS FINANCIAL SERVICES INC.

WEEHAWKEN, NJ | Lawrenceville, GA | Atlanta, GA

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Search this name across graphsid dfx:ria:4e9aefae-c870-8edc-ce0b-f75ed3109aa7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jun 1, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UBS FINANCIAL SERVICES INC.
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 1, 2017
First registration: Jun 1, 2017
Dual registered: yes, broker-dealer
Other names: TAMIKA TAYLOR|TAMIKA A TAYLOR|TAMIKA A RIGGINS
IAPD individual key: 6771467

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 13, 2023	n/a	yes	WEEHAWKEN, NJ\|Atlanta, GA\|Lawrenceville, GA	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Oct 20, 2023	May 1, 2024	no	LAWRENCEVILLE, GA\|SCOTTSDALE, AZ	Previous registration
MORGAN STANLEY	Wirehouse	Jun 29, 2022	Aug 14, 2023	no	Alpharetta, GA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 1, 2017	Jun 15, 2022	no	ST. LOUIS, MO\|ATLANTA, GA\|ST. LOUIS, MO\|ATLANTA, GA\|ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	UBS FINANCIAL SERVICES INC.	May 1, 2024	Dec 13, 2023	-140	Firm change after gap	Ibd to wirehouse
MORGAN STANLEY	OSAIC WEALTH, INC.	Aug 14, 2023	Oct 20, 2023	67	Firm change	Wirehouse to ibd
WELLS FARGO ADVISORS	MORGAN STANLEY	Jun 15, 2022	Jun 29, 2022	14	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: current employment
Dec 13, 2023 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Oct 20, 2023 to May 1, 2024factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 29, 2022 to Aug 14, 2023factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 1, 2017 to Jun 15, 2022factForm ADV

Dated events

Occurred
May 1, 2024
Advisor changed firm
Tamika Riggins left Osaic Wealth, Inc. for Ubs Financial Services Inc. (registered 2023-12-13)
Form ADVobserved 6 days ago
Occurred
Aug 14, 2023
Advisor changed firm
Tamika Riggins left Morgan Stanley for Osaic Wealth, Inc. (registered 2023-10-20)
Form ADVobserved 6 days ago
Occurred
Jun 15, 2022
Advisor changed firm
Tamika Riggins left Wells Fargo Advisors for Morgan Stanley (registered 2022-06-29)
Form ADVobserved 6 days ago