DFX Intelligence

P••• E••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

P••• E••••• F•••••

Advisor at P••• E••••• F••••• C••

Granada Hills, CA

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Search this name across graphsid dfx:ria:4ea5b127-3d66-2658-5db1-8ad67ffd57ea

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 10, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• E••••• F••••• C••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 11, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• E••••• F••••• C••	State registered	May 7, 2020	n/a	yes	Granada Hills, CA	Current employment
W•• S••••••••• L••	State registered	Jun 20, 2008	May 6, 2020	no	CRANFORD, NJ\|CRANFORD, NJ\|Lakeside, CA\|GRANADA HILLS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•• S••••••••• L••	P••• E••••• F••••• C••	May 6, 2020	May 7, 2020	1	Firm change	Other
B• R•••• W••••• A•••••••• I•••	W•• S••••••••• L••	Apr 30, 2008	Jun 20, 2008

Relationships

Registered with (5)

→ P••• E••••• F••••• C••Registered adviserregistration: current employment
May 7, 2020 to presentfactForm ADV
→ W•• S••••••••• L••Registered adviserregistration: previous registration
Jun 20, 2008 to May 6, 2020factForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 26, 2007 to Apr 30, 2008factForm ADV
→ B••••••••• S••••••••• C•••••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4ea5b127-3d66-2658-5db1-8ad67ffd57ea
First observed: Apr 10, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.