DFX Intelligence

J•••••• A• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant22 years in industry

J•••••• A• S••••

Advisor at B••••• A•••••••

Greenwood Village, CO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 1, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• A•••••••	Independent wealth	Jan 6, 2026	n/a	yes	Greenwood Village, CO	Current employment
T•• W••••• C••••••••• G••••	Independent wealth	Feb 16, 2021	Mar 27, 2026	no	Snohomish, WA\|LAS VEGAS, NV\|Greenwood Village, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• W••••• C••••••••• G••••	B••••• A•••••••	Mar 27, 2026	Jan 6, 2026	-80	Firm change after gap	RIA to new firm
P••• A••••• S••••••••• L••	T•• W••••• C••••••••• G••••	Mar 3, 2021	Feb 16, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
46173:173194:WA:2021-03-03	Mar 3, 2021	Feb 16, 2021	BOTHELL, WA	Firm change

Relationships

Registered with (5)

→ B••••• A•••••••Registered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ T•• W••••• C••••••••• G••••Registered adviserregistration: previous registration
Feb 16, 2021 to Mar 27, 2026factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
May 19, 2017 to Mar 3, 2021factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

Occurred
Mar 27, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 1, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.