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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Fort Lauderdale, FL | Vero Beach, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Mar 24, 2016 | n/a | yes | Vero Beach, FL|Fort Lauderdale, FL | Current employment |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | May 15, 2014 | Apr 4, 2016 | no | PLANTATION, FL|CARMEL, IN | Previous registration |
| UNITED CAPITAL FINANCIAL ADVISORS | Independent wealth | Jul 24, 2013 | Apr 15, 2014 | no | BOCA RATON, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRANSAMERICA FINANCIAL ADVISORS, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Apr 4, 2016 | Mar 24, 2016 | -11 | Firm change | Other |
| UNITED CAPITAL FINANCIAL ADVISORS | TRANSAMERICA FINANCIAL ADVISORS, LLC | Apr 15, 2014 | May 15, 2014 | 30 | Firm change | Other |