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Advisor at CETERA INVESTMENT ADVISERS LLC
MIDLOTHIAN, VA | STERLING, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 21, 2024 | n/a | yes | MIDLOTHIAN, VA|STERLING, VA | Current employment |
| ONEAMERICA SECURITIES, INC. | Bd affiliated wealth | Aug 11, 2022 | Feb 16, 2023 | no | INDIANAPOLIS, IN|Sterling, VA | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Aug 7, 2014 | Jul 1, 2022 | no | McLean, VA | Previous registration |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Feb 21, 2013 | Oct 2, 2013 | no | VIENNA, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ONEAMERICA SECURITIES, INC. | CETERA INVESTMENT ADVISERS LLC | Feb 16, 2023 | Mar 21, 2024 | 399 | Firm change | Ibd to ibd |
| MML INVESTORS SERVICES, LLC | ONEAMERICA SECURITIES, INC. | Jul 1, 2022 | Aug 11, 2022 | 41 | Firm change | Ibd to ibd |
| NFP ADVISOR SERVICES, LLC | MML INVESTORS SERVICES, LLC | Oct 2, 2013 | Aug 7, 2014 | 309 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 4173:105644:IN:2023-02-15 | Feb 16, 2023 | Mar 21, 2024 | INDIANAPOLIS, IN | Firm change |