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Advisor at VANGUARD ADVISERS, INC.
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Nov 16, 2021 | n/a | yes | CHARLOTTE, NC | Current employment |
| EAGLE STRATEGIES LLC | Bd affiliated wealth | Jul 21, 2014 | Feb 5, 2015 | no | HYANNIS, MA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 20, 2005 | Feb 5, 2008 | no | SEMINOLE, FL|LARGO, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EAGLE STRATEGIES LLC | VANGUARD ADVISERS, INC. | Feb 5, 2015 | Nov 16, 2021 | 2,476 | Firm change after gap | Other |
| LPL FINANCIAL LLC | EAGLE STRATEGIES LLC | Feb 5, 2008 | Jul 21, 2014 | 2,358 | Firm change after gap | Other |