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Advisor at CLEAR HARBOR ASSET MANAGEMENT, LLC
STAMFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CLEAR HARBOR ASSET MANAGEMENT, LLC | Independent wealth | Oct 7, 2021 | n/a | yes | STAMFORD, CT | Current employment |
| STONEHURST MANAGEMENT, LLC | Former SEC adviser | Sep 2, 2021 | Sep 17, 2021 | no | NEW YORK, NY | Previous registration |
| STONEHURST MANAGEMENT, LLC | Former SEC adviser | Jan 28, 2005 | Dec 31, 2005 | no | n/a | Previous registration |
| STONEHURST MANAGEMENT, LLC | Former SEC adviser | Nov 19, 2003 | Dec 31, 2004 | no | NEW YORK, NY | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 1, 2001 | Sep 15, 2003 | no | NY, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STONEHURST MANAGEMENT, LLC | CLEAR HARBOR ASSET MANAGEMENT, LLC | Sep 17, 2021 | Oct 7, 2021 | 20 | Firm change | RIA to RIA |
| UBS FINANCIAL SERVICES INC. | STONEHURST MANAGEMENT, LLC | Sep 15, 2003 | Nov 19, 2003 | 65 | Firm change | Other |