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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT PLACE FINANCIAL ADVISORS,LLC, CRD 147984

SUMMIT, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4ec4ee44-386d-fca1-bc1a-d56f3c134f80

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 9, 2012 to Mar 19, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $300MItem 5.F on the latest filing (2026-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $300M
Private client RAUM: $294MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $75.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 4
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 335
Individual clients: 9
High net worth clients: 50
Custody, client assets: $5.7M
SEC number: 801-96169
CRD: 147984
Filings on the tape: 24
First filed: Mar 9, 2012
Latest filed: Mar 19, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ELIZABETH KATZ MILLER	Certified Financial Planner\|Chartered Financial Analyst	SUMMIT, NJ \| NEW YORK, NY	17	32	1	no
Christopher Jeffrey Gula	Chartered Financial Analyst	SUMMIT, NJ \| HOBOKEN, NJ	5	10	n/a	no
Katherine Lynn Feeney	Certified Financial Planner\|Chartered Financial Analyst	SUMMIT, NJ	1	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MILLER, ELIZABETH, KATZ	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	yes	09/2008	Mar 9, 2012	Mar 1, 2024
McLane, Assunta, Rosaria	MANAGING DIRECTOR	Na	no	11/2022	Mar 25, 2023	Mar 1, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 19, 2026	$300M	$300M	6	4	4	n/a	n/a
2024	Feb 21, 2025	$256M	$256M	6	4	4	n/a	n/a
2023	Feb 29, 2024	$239M	$239M	4	3	3	n/a	n/a
2022	Mar 25, 2023	$208M	$208M	5	2	1	n/a	n/a
2021	Mar 23, 2022	$232M	$232M	6	2	1	n/a	n/a
2020	Feb 25, 2021	$180M	$180M	3	2	0	n/a	n/a
2019	Feb 17, 2020	$154M	$154M	5	2	0	n/a	n/a
2018	Mar 24, 2019	$109M	$109M	4	1	0	n/a	n/a
2017	Mar 1, 2018	$125M	$125M	4	1	0	n/a	n/a
2016	Mar 29, 2017	$110M	$110M	5	2	n/a	n/a	n/a
2015	Mar 22, 2016	$104M	$104M	4	2	n/a	n/a	n/a
2011	Mar 9, 2012	$57.1M	$57.1M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$300M	$256M	17.2%	$208M	13.0%	6	6	4	4

Relationships

Registered with (4)

← Katherine Lynn FeeneyAdvisorregistration: current employment
Jan 15, 2025 to presentfactForm ADV
← Assunta Rosaria McLaneAdvisorregistration: current employment
Nov 30, 2022 to presentfactForm ADV
← Christopher Jeffrey GulaAdvisorregistration: current employment
Aug 24, 2021 to presentfactForm ADV
← ELIZABETH KATZ MILLERAdvisorregistration: current employment
Nov 21, 2008 to presentfactForm ADV

Controls (1)

← MILLER, ELIZABETH, KATZOwnerMANAGING MEMBER, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 9, 2012 to Mar 1, 2024factForm ADV

Owns (1)

← McLane, Assunta, RosariaOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 25, 2023 to Mar 1, 2024factForm ADV

Dated events

Occurred
Apr 15, 2015
First Form ADV filing
Summit Place Financial Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4ec4ee44-386d-fca1-bc1a-d56f3c134f80
First observed: Mar 9, 2012
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT PLACE FINANCIAL ADVISORS,LLC, CRD 147984

SUMMIT, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4ec4ee44-386d-fca1-bc1a-d56f3c134f80

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:13 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ELIZABETH KATZ MILLER

Certified Financial Planner|Chartered Financial Analyst

SUMMIT, NJ | NEW YORK, NY

Christopher Jeffrey Gula

Chartered Financial Analyst

SUMMIT, NJ | HOBOKEN, NJ

n/a

Katherine Lynn Feeney

Certified Financial Planner|Chartered Financial Analyst

SUMMIT, NJ

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MILLER, ELIZABETH, KATZ

MANAGING MEMBER, CHIEF COMPLIANCE OFFICER

yes

09/2008

Mar 9, 2012

Mar 1, 2024

McLane, Assunta, Rosaria

MANAGING DIRECTOR

11/2022

Mar 25, 2023

Mar 1, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 19, 2026

$300M

n/a

2024

Feb 21, 2025

$256M

n/a

2023

Feb 29, 2024

$239M

n/a

2022

Mar 25, 2023

$208M

n/a

2021

Mar 23, 2022

$232M

n/a

2020

Feb 25, 2021

$180M

n/a

2019

Feb 17, 2020

$154M

n/a

2018

Mar 24, 2019

$109M

n/a

2017

Mar 1, 2018

$125M

n/a

2016

Mar 29, 2017

$110M

n/a

2015

Mar 22, 2016

$104M

n/a

2011

Mar 9, 2012

$57.1M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$300M

$256M

17.2%

$208M

13.0%