DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
AUBURN, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 18, 2025 | n/a | yes | AUBURN, GA | Current employment |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Sep 19, 2016 | Sep 17, 2025 | no | NORCROSS, GA|NORCROSS, GA|ATHENS, GA|ATHENS, GA|ATHENA, GA|DACULA, GA|DACULA, GA|WATKINSVILLE, GA|ATHENS, GA|BRASELTON, GA|BUFORD, GA|BUFORD, GA|ALPHARETTA, GA | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Jul 1, 2008 | Dec 31, 2016 | no | LILBURN, GA|TUCKER, GA|STONE MOUNTAIN, GA|TUCKER, GA|STONE MOUNTAIN, GA|NEWMAN, GA|LAGRANGE, GA|ATLANTA, GA|NEWNAN, GA|NORCROSS, GA|SNELLVILLE, GA|LOGANVILLE, GA|LILBURN, GA|SNELLVILLE, GA|GRAYSON, GA|LAGRANGE, GA|LILBURN, GA|STONE MOUNTAIN, GA|NORCROSS, GA|DECATUR, GA|NORCROSS, GA|ATHENS, GA|ATHENS, GA|ATHENS, GA|WATKINSVILLE, GA|MULBERRY, GA|DACULA, GA|ATHENS, GA|BRASELTON, GA|BUFORD, GA|BUFORD, GA|SUWANEE, GA|SUWANEE, GA|ALPHARETTA, GA|FLOWERY BRANCH, GA|ALPHARETTA, GA|ATLANTA, GA|ALPHARETTA, GA|AUBURN, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | LPL FINANCIAL LLC | Sep 17, 2025 | Sep 18, 2025 | 1 | Firm change | Ibd to ibd |
| SUNTRUST INVESTMENT SERVICES, INC. | TRUIST ADVISORY SERVICES, INC. | Dec 31, 2016 | Sep 19, 2016 | -103 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283390:6413:GA:2025-09-17 | Sep 17, 2025 | Sep 18, 2025 | ALPHARETTA, GA | Firm change |