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Advisor at CENTAURUS FINANCIAL, INC.
TUCSON, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CENTAURUS FINANCIAL, INC. | Bd affiliated wealth | Aug 26, 2014 | n/a | yes | TUCSON, AZ | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Sep 5, 2014 | no | TUCSON, AZ|TUCSON, AZ|TUCSON, AZ | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | May 27, 2010 | Jan 3, 2011 | no | TUCSON, AZ | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Sep 13, 2006 | May 6, 2010 | no | TUCSON, AZ|TUCSON, AZ|TUCSON, AZ|TUCSON, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | CENTAURUS FINANCIAL, INC. | Sep 5, 2014 | Aug 26, 2014 | -10 | Firm change | Other |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| CHASE INVESTMENT SERVICES CORP. | WELLS FARGO INVESTMENTS, LLC | May 6, 2010 | May 27, 2010 | 21 | Firm change | Other |