DFX Intelligence

E••••• P••••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

E••••• P••••••• M••••••

Advisor at W••••••••• R••••••••• A•••••••

ALISO VIEJO, CA | Little Silver, NJ

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 2, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• R••••••••• A•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Oct 13, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• R••••••••• A•••••••	Institutional manager	Nov 28, 2023	n/a	yes	Little Silver, NJ\|ALISO VIEJO, CA	Current employment
O•••••••••	Institutional manager	Jan 6, 2021	Jan 13, 2022	no	OVERLAND PARK, KS\|Red Bank, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••••••••	W••••••••• R••••••••• A•••••••	Jan 13, 2022	Nov 28, 2023	684	Firm change after gap	Other
G•••••••• A•••••••	O•••••••••	Mar 30, 2021	Jan 6, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
106766:121254:KS:2022-01-06	Jan 13, 2022	Nov 28, 2023	OVERLAND PARK, KS	Firm change after gap
172332:106766:NJ:2021-03-30	Mar 30, 2021	Jan 6, 2021	RED BANK, NJ	Firm change after gap

Relationships

Registered with (3)

→ W••••••••• R••••••••• A•••••••Registered adviserregistration: current employment
Nov 28, 2023 to presentfactForm ADV
→ O•••••••••Registered adviserregistration: previous registration
Jan 6, 2021 to Jan 13, 2022factForm ADV
→ G•••••••• A•••••••Registered adviserregistration: previous registration
Jan 2, 2018 to Mar 30, 2021factForm ADV

Dated events

Order

Occurred
13 Jan 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 2, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.