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Data Factory
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Reading the graph
Advisor at MORGAN STANLEY
Irvine, CA | Newport Beach, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jan 22, 2020 | n/a | yes | Irvine, CA|Newport Beach, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | May 22, 2012 | Jan 23, 2020 | no | EL SEGUNDO, CA|HUNTINGTON BEACH, CA|COSTA MESA, CA|IRVINE, CA|HUNTINGTON BEACH, CA | Previous registration |
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Jul 21, 2009 | May 23, 2012 | no | CYPRESS, CA|LONG BEACH, CA|LONG BEACH, CA|COSTA MESA, CA|NEWPORT BEACH, CA|Irvine, CA|LAKEWOOD, CA|BUENA PARK, CA|BELLFLOWER, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MORGAN STANLEY | Jan 23, 2020 | Jan 22, 2020 | -1 | Firm change | Wirehouse to wirehouse |
| U.S. BANCORP ADVISORS, LLC | WELLS FARGO ADVISORS | May 23, 2012 | May 22, 2012 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:149777:CA:2020-01-15 | Jan 23, 2020 | Jan 22, 2020 | HUNTINGTON BEACH, CA | Firm change |