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CRD 109865
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| CUPPS ALL CAP GROWTH FUND | Other Private Fund | $1.9M | Oct 7, 2014 | 2 | Mar 28, 2012 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CUPPS, ANDREW, SCOTT | PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGING MEMBER, PORTFOLIO MANAGER | E | yes | 05/2000 | Mar 28, 2012 | Mar 22, 2016 |
| FLENTYE, LAURA, ANNE | CHIEF COMPLIANCE OFFICER/COO | Na | no | 08/2006 | Mar 28, 2012 | Mar 22, 2016 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2015 | Mar 22, 2016 | $810M | $810M | 11 | 5 | n/a | 4 | $27.3M |
| 2014 | Feb 18, 2015 | $1.2B | $1.2B | 12 | 5 | n/a | 4 | $46.0M |
| 2013 | Mar 10, 2014 | $1.5B | $1.5B | 10 | 3 | n/a | 5 | $59.8M |
| 2012 | Mar 26, 2013 | $951M | $951M | 10 | 5 | n/a | 5 | $36.2M |
| 2011 | Mar 28, 2012 | $673M | $673M | n/a | n/a | n/a | 5 | $28.2M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2015 | $810M | $1.2B | -32.5% | $951M | -5.2% | 11 | 12 | n/a | n/a |