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E•••• P•••••• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

E•••• P•••••• W••••• M••••••••• L••

CRD 144367

CARBONDALE, CO

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Search this name across graphsid dfx:ria:4efa4d13-aaf3-5ef1-aeb4-720a245d33b5

Data as of Mar 17, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Nov 7, 2011 to Mar 17, 2022
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $179MItem 5.F on the latest filing (2022-03-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $179M
Private client RAUM: $179MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
S••••••• R•••••• V••••••	MEMBER AND CEO	E	yes	06/2007	Nov 7, 2011	Mar 17, 2022
O•••••• M••••••• A•••••	Cco	B	no	03/2014	Jan 20, 2015

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$179M	$184M	-2.4%	$167M	2.5%	5	4	0	0

Relationships

Controls (1)

← S••••••• R•••••• V••••••OwnerMEMBER AND CEO, ownership code E, individual
Nov 7, 2011 to presentfactForm ADV

Owns (1)

← O•••••• M••••••• A•••••OwnerCCO, ownership code B, individual
Jan 20, 2015 to presentfactForm ADV

Registered with (2)

← M•••••• A••••• O•••••Advisorregistration: previous registration
Nov 1, 2012 to Oct 21, 2022factForm ADV
←

Dated events

Occurred
Oct 21, 2022
Advisor changed firm
Matthew Austin Owings left E•••• P•••••• W••••• M••••••••• L•• for Yule Creek Wealth Management, Llc (registered 2022-09-16)
Form ADVobserved 7 days ago
Occurred
Aug 18, 2022
Advisor changed firm
Nathaniel Lee Kaup left E•••• P•••••• W••••• M••••••••• L•• for Yule Creek Wealth Management, Llc (registered 2022-09-16)
Form ADVobserved 7 days ago
Occurred
Jan 20, 2015
First Form ADV filing
E•••• P•••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4efa4d13-aaf3-5ef1-aeb4-720a245d33b5
First observed: Nov 7, 2011
Last observed: Mar 17, 2022 55 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.