DFX Intelligence
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Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
Alexandria, VA | MECHANICSBURG, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Sep 4, 2026 | n/a | yes | Alexandria, VA|MECHANICSBURG, PA | Current employment |
| A••••••• F••••• O•••••• L•• | Independent wealth | Feb 27, 2025 | Jul 7, 2026 | no | Alexandria, VA|BEDFORD, NH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••• F••••• O•••••• L•• | C••••• I••••••••• A••••••• L•• | Jul 7, 2026 | Sep 4, 2026 | 59 | Firm change | RIA to ibd |
| C•••••• S••••• • C••• I••• | A••••••• F••••• O•••••• L•• | Jan 3, 2025 | Feb 27, 2025 |
| C•••••• S••••• • C••• I••• | National bd RIA | Jun 24, 2024 | Jan 3, 2025 | no | Alexandria, VA | Previous registration |
| G••••• R••••••••• P••••••• L•• | Institutional manager | Jan 29, 2020 | May 21, 2024 | no | McLean, VA|SAN RAFAEL, CA | Previous registration |
| C••••••• W••••• M••••••••• I••• | Former SEC adviser | Apr 7, 2016 | Oct 23, 2019 | no | ALEXANDRIA, VA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Feb 28, 2014 | Apr 4, 2016 | no | VIENNA, VA|ALEXANDRIA, VA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Nov 30, 2012 | Feb 27, 2014 | no | VIENNA, VA | Previous registration |
| O•••• F•• I••• | Former SEC adviser | Oct 19, 2009 | Dec 11, 2012 | no | ARLINGTON, VA|ARLINGTON, VA|VIRGINIA BEACH, VA | Previous registration |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Jul 24, 2009 | Oct 13, 2009 | no | ALEXANDRIA, VA | Previous registration |
| O•••• F•• I••• | Former SEC adviser | Aug 10, 2006 | Jul 30, 2009 | no | ARLINGTON, VA|PLYMOUTH, MA | Previous registration |
| D••••••• B••• S••••••••• I••• | No RAUM reported | Aug 11, 2000 | Jul 27, 2006 | no | WASHINGTON, DC|WASHINGTON, DC | Previous registration |
| 55 |
| Firm change |
| Ibd to RIA |
| G••••• R••••••••• P••••••• L•• | C•••••• S••••• • C••• I••• | May 21, 2024 | Jun 24, 2024 | 34 | Firm change | Other |
| C••••••• W••••• M••••••••• I••• | G••••• R••••••••• P••••••• L•• | Oct 23, 2019 | Jan 29, 2020 | 98 | Firm change | Other |
| L•• F•••••••• L•• | C••••••• W••••• M••••••••• I••• | Apr 4, 2016 | Apr 7, 2016 | 3 | Firm change | Other |
| O•••• F•• I••• | L•• F•••••••• L•• | Dec 11, 2012 | Nov 30, 2012 | -11 | Firm change | Other |
| S••••••••• A•••••• A•••••••• I••• | O•••• F•• I••• | Oct 13, 2009 | Oct 19, 2009 | 6 | Firm change | Other |
| O•••• F•• I••• | S••••••••• A•••••• A•••••••• I••• | Jul 30, 2009 | Jul 24, 2009 | -6 | Firm change | Other |
| D••••••• B••• S••••••••• I••• | O•••• F•• I••• | Jul 27, 2006 | Aug 10, 2006 | 14 | Firm change | Other |