DFX Intelligence

L••••••• D•••••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

L••••••• D•••••• P••••

Advisor at V•••• F•••••••• A•••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:4f0e7000-4c6a-2ced-8582-5a003247dc01

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 22, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••• F•••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 15, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Jun 6, 2006	n/a	yes	LINTHICUM HEIGHTS, MD\|FAIRFAX, VT\|BERKELEY HEIGHTS, NJ\|WINOOSKI, VT\|LINTHICUM HEIGHTS, MD\|MOUNT LAUREL, NJ\|LINTHICUM HEIGHTS, MD	Current employment
F••• M••••• • W••••••••• L••	Former SEC adviser	Nov 22, 2005	Aug 2, 2006	no

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••• M••••• • W••••••••• L••	V•••• F•••••••• A•••••••• I•••	Aug 2, 2006	Jun 6, 2006	-57	Firm change after gap	Other

Relationships

Registered with (2)

→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: current employment
Jun 6, 2006 to presentfactForm ADV
→ F••• M••••• • W••••••••• L••Registered adviserregistration: previous registration
Nov 22, 2005 to Aug 2, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4f0e7000-4c6a-2ced-8582-5a003247dc01
First observed: Nov 22, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.