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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Kirk Robert Miller

Advisor at LPL FINANCIAL LLC

MCKINNEY, TX

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Search this name across graphsid dfx:ria:4f0fd58e-5180-0f6b-c056-08cf92b5db3b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 30, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 28, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 6
Exams: S63|S66
First exam: Feb 28, 2007
First registration: Sep 30, 2010
Dual registered: yes, broker-dealer
IAPD individual key: 5004970

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 5, 2025	n/a	yes	MCKINNEY, TX	Current employment
WESTERN INTERNATIONAL SECURITIES	Former SEC adviser	Aug 9, 2017	Jun 5, 2025	no	Westlake Village, CA\|Sherman Village, CA\|McKinney, TX\|McKinney, TX	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Sep 6, 2017	no	CANOGA PARK, CA\|CALABASAS, CA\|WOODLAND HILLS, CA\|WOODLAND HILLS, CA\|CANOGA PARK, CA\|RESEDA, CA\|WESTLAKE VILLAGE, CA\|TARZANA, CA\|WOODLAND HILLS, CA\|WOODLAND HILLS, CA\|RESEDA, CA\|WOODLAND HILLS, CA\|TARZANA, CA\|Woodland Hills, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Aug 24, 2012	Oct 1, 2012	no	CANOGA PARK, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Sep 29, 2011	May 15, 2012	no	LOS ANGELES, CA\|IRVINE, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Sep 30, 2010	Sep 19, 2011	no	SHERMAN OAKS, CA\|NORTH HOLLYWOOD, CA\|NORTHFIELD, IL\|SKOKIE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WESTERN INTERNATIONAL SECURITIES	LPL FINANCIAL LLC	Jun 5, 2025	Jun 5, 2025	0	Bulk transfer	Ibd to ibd
J.P. MORGAN SECURITIES LLC	WESTERN INTERNATIONAL SECURITIES	Sep 6, 2017	Aug 9, 2017	-28	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
J.P. MORGAN SECURITIES LLC	CHASE INVESTMENT SERVICES CORP.	May 15, 2012	Aug 24, 2012	101	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Sep 19, 2011	Sep 29, 2011	10	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 5, 2025 to presentfactForm ADV
→ WESTERN INTERNATIONAL SECURITIESRegistered adviserregistration: previous registration
Aug 9, 2017 to Jun 5, 2025factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Sep 6, 2017factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Aug 24, 2012 to Oct 1, 2012factForm ADV

Dated events

No dated event names this entity yet.