DFX Intelligence

R••••• J••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

R••••• J••••• B••••••

Advisor at D•• W••••• M••••••••• L••

INDIAN WELLS, CA

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Search this name across graphsid dfx:ria:4f158a5e-6666-64ab-959d-17d1526647a5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 3, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 21, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•• W••••• M••••••••• L••	Independent wealth	Sep 3, 2019	n/a	yes	INDIAN WELLS, CA\|INDIAN WELLS, CA	Current employment
C•••••••• F••••••••• I•••	Bd affiliated wealth	Oct 30, 2015	Aug 30, 2019	no	INDIAN WELLS, CA\|ANAHEIM, CA\|INDIAN WELLS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• F••••••••• I•••	D•• W••••• M••••••••• L••	Aug 30, 2019	Sep 3, 2019	4	Firm change	Ibd to RIA
J• P• T••••• • C•••••• C•••••• M••••••••• L••	C•••••••• F••••••••• I•••	Oct 30, 2015	Oct 30, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
124446:30833:CA:2015-10-30	Oct 30, 2015	Oct 30, 2015	INDIAN WELLS, CA	Firm change

Relationships

Registered with (5)

→ D•• W••••• M••••••••• L••Registered adviserregistration: current employment
Sep 3, 2019 to presentfactForm ADV
→ C•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Oct 30, 2015 to Aug 30, 2019factForm ADV
→ J• P• T••••• • C•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 11, 2007 to Oct 30, 2015factForm ADV
→ B••••••••• S••••••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4f158a5e-6666-64ab-959d-17d1526647a5
First observed: Aug 3, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.