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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

ALBERTA STEPHENS ROBERTS

Advisor at BANKERS LIFE ADVISORY SERVICES, INC.

CHICAGO, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 20, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BANKERS LIFE ADVISORY SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 22, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Nov 22, 1995
First registration: Nov 20, 2002
Dual registered: yes, broker-dealer
Other names: ALBERTA STEPHENS
IAPD individual key: 2681068

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BANKERS LIFE ADVISORY SERVICES, INC.	Bd affiliated wealth	Mar 28, 2016	n/a	yes	CHICAGO, IL	Current employment
M&I FINANCIAL ADVISORS, INC.	Former SEC adviser	Mar 23, 2012	Aug 31, 2012	no	MILWAUKEE, WI	Previous registration
AMCORE INVESTMENT SERVICES, INC	n/a	Jul 2, 2010	Sep 30, 2010	no	ROCKFORD, IL	Previous registration
BMO HARRIS FINANCIAL ADVISORS, INC	Former SEC adviser	Nov 4, 2005	Oct 17, 2013	no	CHICAGO, IL\|CHICAGO, IL	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Nov 20, 2002	Dec 31, 2005	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BMO HARRIS FINANCIAL ADVISORS, INC	AMCORE INVESTMENT SERVICES, INC	Oct 17, 2013	Jul 2, 2010	-1,203	Firm change after gap	Other
M&I FINANCIAL ADVISORS, INC.	BANKERS LIFE ADVISORY SERVICES, INC.	Aug 31, 2012	Mar 28, 2016	1,305	Firm change after gap	Other
AMCORE INVESTMENT SERVICES, INC	M&I FINANCIAL ADVISORS, INC.	Sep 30, 2010	Mar 23, 2012	540	Firm change after gap	Other
E*TRADE CAPITAL MANAGEMENT, LLC	BMO HARRIS FINANCIAL ADVISORS, INC	Dec 31, 2005	Nov 4, 2005	-57	Bulk transfer	Other

Relationships

Registered with (5)

→ BANKERS LIFE ADVISORY SERVICES, INC.Registered adviserregistration: current employment
Mar 28, 2016 to presentfactForm ADV
→ BMO HARRIS FINANCIAL ADVISORS, INCRegistered adviserregistration: previous registration
Nov 4, 2005 to Oct 17, 2013factForm ADV
→ M&I FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Mar 23, 2012 to Aug 31, 2012factForm ADV
→ AMCORE INVESTMENT SERVICES, INCRegistered adviserregistration: previous registration
Jul 2, 2010 to Sep 30, 2010factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 20, 2002 to Dec 31, 2005factForm ADV

Dated events

No dated event names this entity yet.