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Advisor at FINANCIAL LEGACY MANAGEMENT, NC.
LITTLE ROCK, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FINANCIAL LEGACY MANAGEMENT, NC. | Independent wealth | Apr 7, 2026 | n/a | yes | LITTLE ROCK, AR | Current employment |
| FINANCIAL LEGACY MANAGEMENT, NC. | Independent wealth | Aug 4, 2024 | Dec 31, 2025 | no | LITTLE ROCK, AR | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 25, 2006 | Aug 6, 2024 | no | CABOT, AR|LITTLE ROCK, AR|LITTLE ROCK, AR|LITTLE ROCK, AR | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Nov 12, 1997 | Sep 5, 2006 | no | PENSACOLA, FL|PENSACOLA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | FINANCIAL LEGACY MANAGEMENT, NC. | Aug 6, 2024 | Aug 4, 2024 | -2 | Firm change | Ibd to RIA |
| CITIGROUP GLOBAL MARKETS INC. | LPL FINANCIAL LLC | Sep 5, 2006 | Aug 25, 2006 | -11 | Firm change | Other |