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A••• D•••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

A••• D•••• P••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Tampa, FL | Clearwater, FL

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Search this name across graphsid dfx:ria:4f33c7e5-1f25-92c7-6d6c-eff661260f0d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 17, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 12, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Sep 22, 2015	n/a	yes	Clearwater, FL\|Tampa, FL	Current employment
F•••• C•••••• F•••••••• P•••••••• I•••	Former SEC adviser	Jan 26, 2012	Sep 9, 2015	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• C•••••• F•••••••• P•••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Sep 9, 2015	Sep 22, 2015	13	Firm change	Other
W•••• F•••• A•••••••	F•••• C•••••• F•••••••• P•••••••• I•••	Jan 24, 2012

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Sep 22, 2015 to presentfactForm ADV
→ F•••• C•••••• F•••••••• P•••••••• I•••Registered adviserregistration: previous registration
Jan 26, 2012 to Sep 9, 2015factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 17, 2011 to Jan 24, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4f33c7e5-1f25-92c7-6d6c-eff661260f0d
First observed: May 17, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.