DFX Intelligence

J•••• A••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

J•••• A••••• R•••••

Advisor at S•••••• C•••••• L••

Miami, FL | INDIANAPOLIS, IN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: Sep 28, 2009 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

J•••• A••••• R•••••

Family principal · same individual CRD

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• C•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 28, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• C•••••• L••	Independent wealth	Dec 16, 2024	n/a	yes	Miami, FL\|INDIANAPOLIS, IN	Current employment
C•••••• C•••••• P•••••••• L••	Former SEC adviser	Aug 2, 2017	Jan 17, 2023	no	NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• C•••••• P•••••••• L••	S•••••• C•••••• L••	Jan 17, 2023	Dec 16, 2024	699	Firm change after gap	RIA to RIA
F•••••••• C•••••• M••••••••• L••	C•••••• C•••••• P•••••••• L••	Feb 4, 2016	Aug 2, 2017

Relationships

Registered with (3)

→ S•••••• C•••••• L••Registered adviserregistration: current employment
Dec 16, 2024 to presentfactForm ADV
→ C•••••• C•••••• P•••••••• L••Registered adviserregistration: previous registration
Aug 2, 2017 to Jan 17, 2023factForm ADV
→ F•••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 28, 2009 to Feb 4, 2016factForm ADV

Dated events

Order

Occurred
17 Jan 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 28, 2009
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.