DFX Intelligence
Data Factory
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
CRD 145711
SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| G••• I•••• F••••••• | n/a | SEATTLE, WA | 18 | 33 | 1 | no |
| P•••• J•••• W••••••• | Chartered Financial Analyst | SEATTLE, WA | 18 | 35 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| F•••••••• A•••••••• P••••••• I• L• | Hedge Fund | $337M | Jun 29, 2026 | 464 | Mar 29, 2022 | reported | 021-419558 |
| F•••••••• L• A•••••••• P••••••• V• | n/a | $300M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C••••• G•••••• P•••• | GENERAL COUNSEL | Na | yes | 06/2022 | Jun 29, 2026 | Jun 29, 2026 |
| F•••••••• C•••••• H••••••• L•• | Member | E | yes | 03/2008 | Jun 29, 2026 | Jun 29, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| F••• G• L•• | n/a | n/a | n/a | Y | yes | n/a |
| F•• I• G• L•• | n/a | n/a | n/a | Y | yes | n/a |
| F•• V• G• L•• | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SAN FRANCISCO | CA | United States | 5 | no |
| Campbell | CA | United States | 3 | no |
| Anchorage | Ak | United States | 1 | no |
| SANTA BARBARA | CA | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 7 | 4 | 3 | 6.5% | 2 | 1 | 0 | 17 | 9 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $15B | $11B | 26.5% | $8.2B | 20.9% | 120 | 117 | 4 | 4 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| S••••• I••••••••• L•• | 3 | May 15, 2019 | May 17, 2019 | LOS GATOS, CA | Firm absorbed | RIA to RIA | 50.0% |
| O••••••••• • C•• I••• | 2 | Jun 18, 2015 | May 29, 2015 |
| no |
| E••• K••••• M••••• | n/a | SEATTLE, WA | 18 | 33 | 1 | no |
| K•••••••• R•••• H••••• | n/a | SEATTLE, WA | 18 | 26 | 1 | no |
| R••••• F••• M••••• | n/a | SEATTLE, WA | 18 | 26 | 1 | no |
| A••••• W•••• E•••••• | n/a | SEATTLE, WA | 17 | 34 | 3 | no |
| R••••• P••••• C••••• | Chartered Financial Analyst | SEATTLE, WA | 17 | 33 | 2 | no |
| P•••• K••• F••••• | n/a | Brentwood, TN | SEATTLE, WA | 15 | 40 | 3 | no |
| E••••• B•••••• D•••••••• | n/a | SEATTLE, WA | SANTA BARBARA, CA | 13 | 15 | 1 | no |
| C•••••••• M••••••• O•• | Certified Financial Planner|Chartered Financial Analyst | SEATTLE, WA | 12 | 14 | 1 | no |
| R•••• A••••• S•••• | n/a | SEATTLE, WA | 11 | 18 | 1 | no |
| T••••• W•••••• S•••• | n/a | SEATTLE, WA | 11 | 24 | 2 | no |
| M•••••• A•••• T••••• | n/a | SEATTLE, WA | 11 | 20 | 4 | no |
| J••••••• P•••• D•••••• | Certified Financial Planner | SEATTLE, WA | 11 | 12 | 1 | no |
| J•••• M• B•••••• | Certified Financial Planner | SEATTLE, WA | 10 | 15 | 1 | no |
| M•••••• R••• A••••• | Certified Financial Planner | SEATTLE, WA | 9 | 10 | 1 | no |
| R••••• G••••• | Certified Financial Planner | SEATTLE, WA | 9 | 14 | 1 | no |
| C••••••• E•••••••• H••••••• | n/a | SEATTLE, WA | 7 | 11 | n/a | no |
| M•••••• A••• L•••••••• | Certified Financial Planner | SEATTLE, WA | 7 | 10 | n/a | no |
| S••••• P•• | n/a | SEATTLE, WA | SAN FRANCISCO, CA | 7 | 16 | 3 | no |
| R•••• B••• | Certified Financial Planner | SEATTLE, WA | SAN FRANCISCO, CA | 7 | 13 | 2 | no |
| M•••••• L•• A••••• | n/a | SAN FRANCISCO, CA | SEATTLE, WA | 7 | 32 | 3 | no |
| B••• J•••• B••••• | n/a | SEATTLE, WA | 6 | 11 | n/a | no |
| E••• F•••••••• | Certified Financial Planner | SEATTLE, WA | 6 | 13 | 1 | no |
| B•••• S•••••••• E•••••• | n/a | SEATTLE, WA | SAN FRANCISCO, CA | 5 | 29 | 3 | no |
| 513 |
| Jun 29, 2026 |
| reported |
| 021-541446 |
| F•••••••• L• A•••••••• P••••••• V• | Hedge Fund | $285M | Jun 29, 2026 | 482 | Feb 29, 2024 | reported | 021-478882 |
| I••••••• O••••••••• P••••••• L• | Hedge Fund | $200M | Mar 16, 2016 | 10 | Mar 31, 2014 | dropped | 021-134236 |
| F•••••••• B•••••• F••• L• | Hedge Fund | $188M | Jun 29, 2026 | 287 | Mar 29, 2021 | reported | 021-360657 |
| F•••••••• L••••••••• P••••••• L• | Hedge Fund | $183M | Jun 29, 2026 | 316 | Mar 29, 2021 | reported | 021-358291 |
| F•••••••• A••••••••• H•••••• P••••••• L• | Hedge Fund | $122M | Jun 29, 2026 | 129 | Mar 29, 2021 | reported | 021-359245 |
| F•••••••• M•••••• F••• L• | Hedge Fund | $52.3M | Mar 7, 2013 | 55 | Mar 30, 2012 | dropped | 021-134236 |
| F•••••••• O•••• H•••• L• | Hedge Fund | $39.8M | Jun 29, 2026 | 47 | Apr 24, 2019 | reported | 021-322643 |
| F•••••••• A•••••••• P••••••• I•• L• | Hedge Fund | $35.2M | Jun 29, 2026 | 184 | Mar 23, 2018 | reported | 021-282445 |
| T•• R•••••• F••• L• | Hedge Fund | $28.3M | Jan 28, 2014 | 59 | Mar 30, 2012 | dropped | 021-135271 |
| F•••••••• A•••••••• P••••••• I• L• | Hedge Fund | $22.1M | Jun 29, 2026 | 150 | Mar 30, 2012 | reported | 021-142441 |
| F•••••••• M•••••• H••••••• L• • S••••• E• | Hedge Fund | $14.6M | Mar 16, 2016 | 2 | Mar 31, 2014 | dropped | n/a |
| F•••••••• R•••••• I••••• P••••••• L• | Hedge Fund | $14.3M | Jul 8, 2024 | 292 | Mar 27, 2020 | dropped | 021-342186 |
| F•••••••• C•••••• Q•••••••• P••••••• L• | Hedge Fund | $11.1M | Jun 29, 2026 | 108 | Mar 30, 2012 | reported | 021-40819 |
| F•••••••• S••••• L••• F••• L• | Hedge Fund | $10.3M | Feb 29, 2024 | 96 | Jul 1, 2014 | dropped | 021-211767 |
| F•••••••• C•••••• P••••••• L• | Hedge Fund | $5.4M | Jun 29, 2026 | 68 | Mar 30, 2012 | reported | 021-52405 |
| F•••••••• A•••••••• P••••••• L• | Hedge Fund | $4.3M | Mar 16, 2016 | 91 | Mar 30, 2012 | dropped | 021-117551 |
| F•••••••• C•••••• P••••••• L•• | Hedge Fund | $4.2M | Jun 29, 2026 | 63 | Mar 30, 2012 | reported | 021-113588 |
| F•••••••• O••••••••• Q•••••••• P••••••• L• | Hedge Fund | $3.1M | Jun 29, 2026 | 102 | Mar 30, 2012 | reported | 021-132737 |
| T•• R•••••• Q•••••••• F••• L• | Hedge Fund | $2.3M | Jan 27, 2015 | 0 | Mar 30, 2012 | dropped | 021-134366 |
| F•••••••• O••••••••• P••••••• L• | Hedge Fund | $2.2M | Jun 29, 2026 | 59 | Mar 30, 2012 | reported | 021-64311 |
| F•••••••• R••• E••••• O••••••••• I• L• | Hedge Fund | $2.1M | Nov 18, 2022 | 99 | Apr 1, 2013 | dropped | 021-185517 |
| F•••••••• R••• E••••• O••••••••• Q•••••••• I• L• | Hedge Fund | $1.6M | Nov 18, 2022 | 63 | Mar 31, 2014 | dropped | 021-193140 |
| F•••••••• M•••••• H••••••• L• • S••••• F• | Hedge Fund | $1.2M | Mar 16, 2016 | 3 | Mar 31, 2014 | dropped | n/a |
| M•••••• / CHIEF INVESTMENT OFFICER |
| Na |
| yes |
| 11/2012 |
| Jun 29, 2026 |
| Jun 29, 2026 |
| M•••••••• J•••••••• M••••••• | CHIEF FINANCIAL OFFICER | Na | yes | 11/2012 | Jun 29, 2026 | Jun 29, 2026 |
| M•••••• E•••• K••••• | M•••••• / MANAGING PARTNER | Na | yes | 11/2012 | Jun 29, 2026 | Jun 29, 2026 |
| R••••••••• J••••••• M•••• | CHIEF COMPLIANCE OFFICER | Na | yes | 09/2023 | Jun 29, 2026 | Jun 29, 2026 |
| T•••••• M••••••• A•••• | MANAGING DIRECTOR ADVISORY OPERATIONS | Na | yes | 01/2025 | Jun 29, 2026 | Jun 29, 2026 |
| B••••••• S••••• L•• | Member | C | yes | 11/2012 | Mar 7, 2013 | Jul 8, 2024 |
| F•••••••• D•••• | MEMBER CLASS A; M•••••• | F | yes | 08/2008 | Mar 7, 2013 | Jul 8, 2024 |
| F•••••••• G•••• I•••• | MEMBER CLASS A; M•••••• | F | yes | 08/2008 | Nov 9, 2011 | Jul 8, 2024 |
| F•••••••• G•••• I•••• | M•••••• | F | yes | 01/2013 | Nov 9, 2011 | Jul 8, 2024 |
| F•••••••• G•••• I•••• | Trustee | F | yes | 11/2009 | Nov 9, 2011 | Jul 8, 2024 |
| G•••••• A••• C• | HEAD OF INVESTMENTS | Na | yes | 10/2019 | Mar 24, 2023 | Jul 8, 2024 |
| M•••••• E•••• K••••• | M•••••• | F | yes | 01/2013 | Nov 9, 2011 | Jul 8, 2024 |
| O•• R•••• T•••• | MEMBER CLASS B | E | yes | 12/2009 | Mar 7, 2013 | Jul 8, 2024 |
| n/a |
| Y |
| yes |
| n/a |
| F• G••• G• I• L•• | n/a | n/a | n/a | N | yes | n/a |
| F• G••• G• L•• | n/a | n/a | n/a | N | yes | n/a |
| F••• G• L•• | n/a | n/a | n/a | Y | yes | n/a |
| F•••••••• B•••••• F••• G•• L•• | n/a | n/a | n/a | Y | yes | n/a |
| F•••••••• R•••••• I••••• G• L•• | n/a | n/a | n/a | Y | yes | n/a |
| Mar 30, 2026 |
| $15B |
| $10.0B |
| 120 |
| 46 |
| 4 |
| 14 |
| n/a |
| 2024 | Apr 11, 2025 | $11B | $8.1B | 117 | 42 | 4 | 14 | n/a |
| 2023 | Mar 27, 2024 | $9.5B | $6.8B | 107 | 43 | 4 | 14 | $1.4B |
| 2022 | Mar 24, 2023 | $8.2B | $6.1B | 94 | 34 | 4 | 14 | $1.3B |
| 2021 | Mar 29, 2022 | $8.9B | $7.4B | 85 | 33 | 2 | 18 | $1.1B |
| 2020 | Mar 29, 2021 | $7.2B | $5.9B | 74 | 27 | 2 | 17 | $1.1B |
| 2019 | Mar 27, 2020 | $5.4B | $4.8B | 67 | 26 | 4 | 14 | $937M |
| 2018 | Mar 29, 2019 | $4.7B | $4.0B | 66 | 25 | 3 | 11 | $542M |
| 2017 | Mar 23, 2018 | $4.2B | $3.6B | 62 | 24 | 3 | 13 | $615M |
| 2016 | Mar 30, 2017 | $3.9B | $3.2B | 60 | 24 | n/a | 12 | $616M |
| 2015 | Mar 30, 2016 | $3.3B | $2.8B | 61 | 22 | n/a | 12 | $669M |
| 2014 | Mar 30, 2015 | $3.0B | $2.9B | 54 | 19 | n/a | 15 | $862M |
| 2013 | Mar 31, 2014 | $2.9B | $2.9B | 57 | 22 | n/a | 16 | $828M |
| 2012 | Apr 1, 2013 | $2.4B | $2.4B | 48 | 20 | n/a | 14 | $670M |
| 2011 | Mar 30, 2012 | $2.3B | $2.3B | n/a | n/a | n/a | 13 | $801M |
| BELLEVUE, WA |
| Team lift out |
| Other |
| 0.3% |