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RIA / WealthAdvisorCertified Financial Planner15 years in industry

JEFFERY DALE THOMPSON

Advisor at AVALAN, LLC

SANTA BARBARA, CA

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Search this name across graphsid dfx:ria:4f3f05eb-d620-89ff-22e2-eb74150079dd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AVALAN, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 21, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jan 21, 2011
First registration: Jan 24, 2011
Dual registered: no
Other names: JEFFERY THOMPSON|JEFFERY DALE THOMPSON|JEFFERY DALE THOMPSON
IAPD individual key: 5866005

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AVALAN, LLC	Independent wealth	Jan 1, 2025	n/a	yes	SANTA BARBARA, CA	Current employment
COMPOSITION WEALTH, LLC	Independent wealth	May 29, 2018	Jul 30, 2020	no	LOS ANGELES, CA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jan 19, 2012	Jun 29, 2017	no	INDIANAPOLIS, IN\|BERKELEY, CA\|INDIANAPOLIS, IN	Previous registration
EDWARD JONES	National bd RIA	Jan 24, 2011	Jan 6, 2012	no	ST LOUIS, MO\|CARMEL, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMPOSITION WEALTH, LLC	AVALAN, LLC	Jul 30, 2020	Jan 1, 2025	1,616	Firm change after gap	RIA to RIA
STRATEGIC ADVISERS LLC	COMPOSITION WEALTH, LLC	Jun 29, 2017	May 29, 2018	334	Firm change	Ibd to RIA
EDWARD JONES	STRATEGIC ADVISERS LLC	Jan 6, 2012	Jan 19, 2012	13	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ AVALAN, LLCRegistered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ COMPOSITION WEALTH, LLCRegistered adviserregistration: previous registration
May 29, 2018 to Jul 30, 2020factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jan 19, 2012 to Jun 29, 2017factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jan 24, 2011 to Jan 6, 2012factForm ADV

Dated events

No dated event names this entity yet.