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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

EMBLEM GROUP, L.P.

CRD 329533

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4f4a5d2f-9805-125e-5f98-3cd2b459a355

Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 2
Observed: Mar 29, 2024 to Sep 4, 2026
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

Emblem Group, L.P.

Capital provider · shared crd

Private Equityidentity

Emblem Group, L.P.

Firm · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $419MItem 5.F on the latest filing (2026-09-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $419M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 5
Custody, client assets: $12.4M
SEC number: 801-130156
CRD: 329533
Filings on the tape: 6
First filed: Mar 29, 2024
Latest filed: Sep 4, 2026
Organised: Limited Partnership, DE
Website: emblem.investments

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
EMBLEM INVESTMENTS FUND I, L.P.	Private Equity Fund	$177M	Sep 18, 2024	8	Aug 28, 2024	reported	021-522569
EMBLEM INVESTMENTS FUND I-A, L.P.	Private Equity Fund	$10.0M	Sep 18, 2024	3	Aug 28, 2024	reported	021-522571
EMBLEM INVESTMENTS EXECUTIVE FUND, L.P.	Private Equity Fund	$4.5M	Sep 18, 2024	8	Aug 28, 2024	reported	021-522572

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COOK, PATRICK, LINDSEY	LIMITED PARTNER	C	yes	08/2024	Mar 29, 2024	Sep 18, 2024
COOK, PATRICK, LINDSEY	MANAGING MEMBER	D	yes	12/2023	Mar 29, 2024	Sep 18, 2024
COOK, PATRICK, LINDSEY	LIMITED PARTNER, MANAGING PARTNER	Na	yes	08/2023	Mar 29, 2024	Sep 18, 2024
DUFFY, RYAN, JAMES	LIMITED PARTNER	C	yes	08/2024	Mar 29, 2024	Sep 18, 2024
DUFFY, RYAN, JAMES	MANAGING MEMBER	D	yes	12/2023	Mar 29, 2024	Sep 18, 2024
DUFFY, RYAN, JAMES	LIMITED PARTNER, MANAGING PARTNER, CHIEF COMPLIANCE OFFICER	Na	yes	08/2023	Mar 29, 2024	Sep 18, 2024
EMBLEM GROUP HOLDINGS LP	LIMITED PARTNER	E	yes	08/2024	Aug 28, 2024	Sep 18, 2024
EMBLEM GROUP, LLC	GENERAL PARTNER	Na	yes	08/2023	Mar 29, 2024	Sep 18, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
EMBLEM INVESTMENTS GP I, L.P.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$419M	$419M	16	10	0	5	n/a
2024	Mar 31, 2025	$248M	$248M	6	5	0	4	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$419M	$248M	69.0%	n/a	n/a	16	6	0	0

Relationships

Advises (3)

→ EMBLEM INVESTMENTS FUND I-A, L.P.Private fundPrivate Equity Fund, IA
Aug 28, 2024 to presentfactForm ADV
→ EMBLEM INVESTMENTS EXECUTIVE FUND, L.P.Private fundPrivate Equity Fund, IA
Aug 28, 2024 to presentfactForm ADV
→ EMBLEM INVESTMENTS FUND I, L.P.Private fundPrivate Equity Fund, IA
Aug 28, 2024 to presentfactForm ADV

Controls (3)

← DUFFY, RYAN, JAMESOwnerLIMITED PARTNER, ownership code C, individual
Mar 29, 2024 to Sep 18, 2024factForm ADV
← COOK, PATRICK, LINDSEYOwnerLIMITED PARTNER, ownership code C, individual
Mar 29, 2024 to Sep 18, 2024factForm ADV
← EMBLEM GROUP HOLDINGS LPOwnerLIMITED PARTNER, ownership code E, domestic entity
Aug 28, 2024 to Sep 18, 2024factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
Emblem Group, L.P. reported RAUM $419.4M, up 69% from $248.1M (2025-03-31 to 2026-03-31)
Form ADVobserved 4 days ago
$171M
Occurred
Mar 29, 2024
First Form ADV filing
Emblem Group, L.P. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4f4a5d2f-9805-125e-5f98-3cd2b459a355
First observed: Mar 29, 2024
Last observed: Sep 4, 2026 15 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EMBLEM GROUP, L.P.

CRD 329533

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4f4a5d2f-9805-125e-5f98-3cd2b459a355

Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:39 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

EMBLEM INVESTMENTS FUND I, L.P.

Private Equity Fund

$177M

Sep 18, 2024

Aug 28, 2024

reported

021-522569

EMBLEM INVESTMENTS FUND I-A, L.P.

Private Equity Fund

$10.0M

Sep 18, 2024

Aug 28, 2024

reported

021-522571

EMBLEM INVESTMENTS EXECUTIVE FUND, L.P.

Private Equity Fund

$4.5M

Sep 18, 2024

Aug 28, 2024

reported

021-522572

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COOK, PATRICK, LINDSEY

LIMITED PARTNER

yes

08/2024

Mar 29, 2024

Sep 18, 2024

COOK, PATRICK, LINDSEY

MANAGING MEMBER

yes

12/2023

Mar 29, 2024

Sep 18, 2024

COOK, PATRICK, LINDSEY

LIMITED PARTNER, MANAGING PARTNER

yes

08/2023

Mar 29, 2024

Sep 18, 2024

DUFFY, RYAN, JAMES

LIMITED PARTNER

yes

08/2024

Mar 29, 2024

Sep 18, 2024

DUFFY, RYAN, JAMES

MANAGING MEMBER

yes

12/2023

Mar 29, 2024

Sep 18, 2024

DUFFY, RYAN, JAMES

LIMITED PARTNER, MANAGING PARTNER, CHIEF COMPLIANCE OFFICER

yes

08/2023

Mar 29, 2024

Sep 18, 2024

EMBLEM GROUP HOLDINGS LP

LIMITED PARTNER

yes

08/2024

Aug 28, 2024

Sep 18, 2024

EMBLEM GROUP, LLC

GENERAL PARTNER

yes

08/2023

Mar 29, 2024

Sep 18, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

EMBLEM INVESTMENTS GP I, L.P.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$419M

n/a

2024

Mar 31, 2025

$248M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$419M

$248M

69.0%

n/a