DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

TIMOTHY JOSEPH GEARY

Advisor at CETERA INVESTMENT ADVISERS LLC

HONOLULU, HI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4f4c12c8-01c7-1dab-380c-1fd63f3a5599

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 3, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 7, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Apr 7, 1984
First registration: Jan 3, 2000
Dual registered: yes, broker-dealer
Other names: TIM JOSEPH GEARY
IAPD individual key: 1145140

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	n/a	yes	HONOLULU, HI	Current employment
VSR ADVISORY SERVICES	Former SEC adviser	Sep 2, 2016	Nov 2, 2016	no	HONOLULU, HI\|HONOLULU, HI\|HONOLULU, HI\|HONOLULU, HI\|HONOLULU, HI\|HONOLULU, HI\|HONOLULU, HI\|OVERLAND PARK, KS\|HONOLULU, HI\|HONOLULU, HI	Previous registration
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Sep 1, 2016	May 20, 2021	no	HONOLULU, HI	Previous registration
VSR ADVISORY SERVICES	Former SEC adviser	Aug 4, 2009	Sep 1, 2016	no	OVERLAND PARK, KS\|HONOLULU, HI	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Dec 11, 2008	Aug 5, 2009	no	HONOLULU, HI\|HONOLULU, HI\|HONOLULU, HI\|HONOLULU, HI	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Oct 31, 2005	Dec 19, 2008	no	HONOLULU, HI	Previous registration
SUNAMERICA SECURITIES, INC.	n/a	Jan 3, 2000	Oct 31, 2005	no	HONOLULU, HI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUMMIT FINANCIAL GROUP INC	VSR ADVISORY SERVICES	May 20, 2021	Sep 2, 2016	-1,721	Firm change after gap	Other
VSR ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Nov 2, 2016	Jun 29, 2023	2,430	Firm change after gap	Other
VSR ADVISORY SERVICES	SUMMIT FINANCIAL GROUP INC	Sep 1, 2016	Sep 1, 2016	0	Bulk transfer	Other
EQUITABLE ADVISORS, LLC	VSR ADVISORY SERVICES	Aug 5, 2009	Aug 4, 2009	-1	Firm change	Other
SAGEPOINT FINANCIAL, INC.	EQUITABLE ADVISORS, LLC	Dec 19, 2008	Dec 11, 2008	-8	Firm change	Other
SUNAMERICA SECURITIES, INC.	SAGEPOINT FINANCIAL, INC.	Oct 31, 2005	Oct 31, 2005	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
109485:14503:HI:2021-05-20	May 20, 2021	Sep 2, 2016	HONOLULU, HI	Firm change after gap
14503:105644:HI:2016-11-02	Nov 2, 2016	Jun 29, 2023	HONOLULU, HI	Firm change after gap

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Sep 1, 2016 to May 20, 2021factForm ADV
→ VSR ADVISORY SERVICESRegistered adviserregistration: previous registration
Sep 2, 2016 to Nov 2, 2016factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 11, 2008 to Aug 5, 2009factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Oct 31, 2005 to Dec 19, 2008factForm ADV
→ SUNAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Jan 3, 2000 to Oct 31, 2005factForm ADV

Dated events

No dated event names this entity yet.