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J••• H•••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

J••• H•••••• L•••

Advisor at R••••• F••••••••• L••

Durham, NC | MELBOURNE, FL

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Search this name across graphsid dfx:ria:4f51c90b-76cf-3528-5177-30f6f62bf755

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 10, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 9, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• F••••••••• L••	Independent wealth	Jul 30, 2026	n/a	yes	MELBOURNE, FL\|Durham, NC	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Feb 5, 2018	Jul 31, 2026	no	Morrisville, NC\|Durham, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	R••••• F••••••••• L••	Jul 31, 2026	Jul 30, 2026	-1	Firm change	Ibd to RIA
M•• I•••••••• S•••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Dec 31, 2017	Feb 5, 2018

Relationships

Registered with (4)

→ R••••• F••••••••• L••Registered adviserregistration: current employment
Jul 30, 2026 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 5, 2018 to Jul 31, 2026factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 4, 2015 to Dec 31, 2017factForm ADV
→ N•• E•••••• S••••••••• C•••••••••

Dated events

Occurred
Jul 31, 2026
Advisor changed firm
J••• H•••••• L••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for R••••• F••••••••• L•• (registered 2026-07-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4f51c90b-76cf-3528-5177-30f6f62bf755
First observed: May 10, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.