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Advisor at LPL FINANCIAL LLC
GREENSBORO, NC | SUMMERFIELD, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 14, 2017 | n/a | yes | GREENSBORO, NC|SUMMERFIELD, NC | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | Jun 15, 2017 | no | GREENSBORO, NC | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Sep 29, 2006 | Jan 2, 2009 | no | GREENSBORO, NC|GREENSBORO, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | LPL FINANCIAL LLC | Jun 15, 2017 | Jun 14, 2017 | -1 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:6413:NC:2017-06-15 | Jun 15, 2017 | Jun 14, 2017 | GREENSBORO, NC | Firm change |