DFX Intelligence

C•••• M•••••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

C•••• M•••••• C•••

Advisor at L•• F•••••••• L••

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4f5ad7aa-f01d-0342-8c67-23019d19fbf4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 2, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 2, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 5, 2024	n/a	yes	SAN DIEGO, CA\|SAN DIEGO, CA	Current employment
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Feb 21, 2021	Aug 5, 2024	no	SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• G••••• L••	L•• F•••••••• L••	Aug 5, 2024	Aug 5, 2024	0	Firm change	Ibd to ibd
C••••••••• F•••••••• N••••••	I••••••••• F•••••••• G••••• L••	Sep 24, 2020	Feb 21, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
7717:6413:CA:2024-07-31	Aug 5, 2024	Aug 5, 2024	SAN DIEGO, CA	Firm change
8032:7717:CA:2020-09-24	Sep 24, 2020	Feb 21, 2021	SAN DIEGO, CA	Firm change
6413:8032:CA:2015-04-23	Apr 23, 2015	Apr 17, 2015	POWAY, CA	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 2, 2006 to Apr 23, 2015factForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Feb 21, 2021 to Aug 5, 2024factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Apr 17, 2015 to Sep 24, 2020factForm ADV

Dated events

Occurred
Aug 5, 2024
Advisor changed firm
C•••• M•••••• C••• left I••••••••• F•••••••• G••••• L•• for L•• F•••••••• L•• (registered 2024-08-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4f5ad7aa-f01d-0342-8c67-23019d19fbf4
First observed: May 2, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.