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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

MARLANA ARLINE SPLETTSTOSSER

Advisor at CITIGROUP GLOBAL MARKETS INC.

HOUSTON, TX | NEW YORK, NY

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 13, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CITIGROUP GLOBAL MARKETS INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 5, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 5, 2009
First registration: Sep 13, 2010
Dual registered: yes, broker-dealer
Other names: MARLANA ARLINE SPLETTSTOSSER
IAPD individual key: 4913560

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Oct 6, 2016	n/a	yes	NEW YORK, NY\|HOUSTON, TX	Current employment
VISIONARY ASSET MANAGEMENT	Former SEC adviser	Aug 11, 2014	Aug 10, 2016	no	HOUSTON, TX	Previous registration
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Aug 11, 2014	Jul 28, 2016	no	HOUSTON, TX\|HOUSTON, TX	Previous registration
PARALLAX INVESTMENTS, LLC	Former SEC adviser	Sep 13, 2010	Aug 7, 2014	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VISIONARY ASSET MANAGEMENT	CITIGROUP GLOBAL MARKETS INC.	Aug 10, 2016	Oct 6, 2016	57	Firm change	Other
NEXT FINANCIAL GROUP, INC.	VISIONARY ASSET MANAGEMENT	Jul 28, 2016	Aug 11, 2014	-717	Firm change after gap	Other
PARALLAX INVESTMENTS, LLC	NEXT FINANCIAL GROUP, INC.	Aug 7, 2014	Aug 11, 2014	4	Firm change	Other

Relationships

Registered with (4)

→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: current employment
Oct 6, 2016 to presentfactForm ADV
→ VISIONARY ASSET MANAGEMENTRegistered adviserregistration: previous registration
Aug 11, 2014 to Aug 10, 2016factForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Aug 11, 2014 to Jul 28, 2016factForm ADV
→ PARALLAX INVESTMENTS, LLCRegistered adviserregistration: previous registration
Sep 13, 2010 to Aug 7, 2014factForm ADV

Dated events

No dated event names this entity yet.