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P••••• A•••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

P••••• A•••• M••••••••• I•••

CRD 174940

MONTREAL

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Search this name across graphsid dfx:ria:4f761086-2a51-4144-0381-2b1fea6f10c1

Data as of Mar 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 5
On other graphs: 0
Observed: Mar 6, 2015 to Mar 30, 2020
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 7
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••• J•••••••••	Director	Na	yes	01/2020	Jan 15, 2020	Mar 30, 2020
G•••••••• M•••••••••	CHIEF COMPLIANCE OFFICER	Na	yes	07/2019	Sep 18, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P••••• A•••• M••••••••• S•	n/a	Asset manager	$331B	N	yes	n/a
P••••• A•••• M••••••••• L••••••	n/a	Asset manager	$24B	N	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 30, 2020	n/a	n/a	7	0	0	n/a	n/a
2018

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	n/a	n/a	n/a	n/a	n/a	7	9	0	0

Relationships

Affiliated with (2)

→ P••••• A•••• M••••••••• L••••••Registered adviserother investment adviser, bank, common control
factForm ADV
→ P••••• A•••• M••••••••• S•Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV

Controls (9)

← Z••••••••• M••••OwnerDIRECTOR, ownership code NA, individual
Mar 6, 2015 to presentfactForm ADV
← Q••••• N••••• M••••••Owner

Dated events

Occurred
Jan 15, 2020
Control person joined
J••••••••• G•••• (Director) appeared on Schedule A of P••••• A•••• M••••••••• I•••
Form ADVobserved 7 days ago
Occurred
Jan 15, 2020
Control person left
John Maratta (Director) no longer on Schedule A of P••••• A•••• M••••••••• I••• (listed 2019-09-18, absent 2020-01-15)
Form ADVobserved 7 days ago
Occurred
Sep 18, 2019
Control person joined
Marie-Aude Gosselin (Chief Compliance Officer) appeared on Schedule A of P••••• A•••• M••••••••• I•••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4f761086-2a51-4144-0381-2b1fea6f10c1
First observed: Mar 6, 2015
Last observed: Mar 30, 2020 78 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.