DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at OSAIC WEALTH, INC.
GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 14, 2025 | n/a | yes | GREENWOOD VILLAGE, CO | Current employment |
| GPS WEALTH STRATEGIES GROUP, LLC | Former SEC adviser | Jan 3, 2017 | Nov 14, 2025 | no | Centennial, CO|CENTENNIAL, CO|Greenwood Village, CO|GREENWOOD VILLAGE, CO | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 14, 2015 | Aug 21, 2025 | no | CENTENNIAL, CO|Colorado Springs, CO|Boulder, CO|Broomfield, CO|Colorado Springs, CO|DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GPS WEALTH STRATEGIES GROUP, LLC | OSAIC WEALTH, INC. | Nov 14, 2025 | Nov 14, 2025 | 0 | Firm change | RIA to ibd |
| LPL FINANCIAL LLC | GPS WEALTH STRATEGIES GROUP, LLC | Aug 21, 2025 | Jan 3, 2017 | -3,152 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 285507:23131:CO:2025-11-14 | Nov 14, 2025 | Nov 14, 2025 | GREENWOOD VILLAGE, CO | Firm change |